Capstone Investment Advisors’s Proofpoint, Inc. PFPT Stock Holding History

Capstone Investment Advisors’s Portfolio PFPT Stock Details PFPT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-66,485	Closed	-$11.6M	–	2111
2021 Q2	$11.6M	Buy	+66,485	New	+$10.8M	0.03%	492
2019 Q4	–	Sell	-13,904	Closed	-$1.79M	–	1480
2019 Q3	$1.79M	Buy	+13,904	New	+$1.7M	0.01%	760
2018 Q1	–	Sell	-2,272	Closed	-$201K	–	592
2017 Q4	$201K	Buy	+2,272	New	+$206K	0.01%	439
2017 Q2	–	Sell	-7,409	Closed	-$550K	–	1016
2017 Q1	$550K	Buy	7,409 +3,409	+85%	+$271K	0.01%	575
2016 Q4	$282K	Buy	4,000 +900	+29%	+$67.7K	0.01%	741
2016 Q3	$232K	Buy	+3,100	New	+$229K	0.01%	656

Other funds holding PFPT

Simplex Trading Chicago, Illinois $149B AUM 62.07% 1-Year Est. Return

NICM

Neo Ivy Capital Management New York $379M AUM 28.34% 1-Year Est. Return

Capstone Investment Advisors's PFPT Position: Q3 2021 in Review

Capstone Investment Advisors sold out of Proofpoint, Inc. (PFPT) in Q3 2021, closing a stake of 66,485 shares — an estimated $11.6M sold.

Capstone Investment Advisors first reported a position in PFPT in Q3 2016 and held it in 6 quarters. The position peaked at $11.6M in Q2 2021. 2 funds tracked by Wall St. Rank hold PFPT as of Q3 2021.

Capstone Investment Advisors reported no remaining Proofpoint, Inc. position as of Q3 2021 after selling out during the quarter.
Capstone Investment Advisors sold 66,485 Proofpoint, Inc. shares in Q3 2021, an estimated $11.6M.
Capstone Investment Advisors first reported a position in Proofpoint, Inc. in Q3 2016 and held it in 6 quarters.
Capstone Investment Advisors's Proofpoint, Inc. position peaked at $11.6M in Q2 2021.
2 funds tracked by Wall St. Rank held Proofpoint, Inc. as of Q3 2021.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.