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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$16.6B
AUM Growth
-$3.94B
Cap. Flow
-$5.42B
Cap. Flow %
-32.74%
Top 10 Hldgs %
47.62%
Holding
1,965
New
161
Increased
605
Reduced
515
Closed
322

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$216M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$95.5M
3
MSFT icon
Microsoft
MSFT
+$77.3M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$39.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$26M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$94.6M
2
AMZN icon
Amazon
AMZN
+$47.2M
3
NVDA icon
NVIDIA
NVDA
+$44.2M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$43.8M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 2.66%
2 Financials 2.66%
3 Consumer Discretionary 1.63%
4 Communication Services 0.97%
5 Healthcare 0.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACII.WS
1776
DELISTED
Atlas Crest Investment Corp. II Redeemable Warrants, each whole warrant exercisable for one Class A common stock at an exercise price of $11.50
ACII.WS
– –
-12,500
Closed -$2K
MACC.WS
1777
DELISTED
Mission Advancement Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
MACC.WS
– –
-100,000
Closed -$8K
MONDW
1778
DELISTED
Mondee Holdings, Inc. Warrant
MONDW
– –
-50,000
Closed -$15K
TMAC.WS
1779
DELISTED
The Music Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
TMAC.WS
– –
-149,750
Closed -$13K
FVIV.WS
1780
DELISTED
Fortress Value Acquisition Corp. IV Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
FVIV.WS
– –
-25,891
Closed -$5K
AUS.WS
1781
DELISTED
Austerlitz Acquisition Corporation I Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
AUS.WS
– –
-125,933
Closed -$35K
DRE
1782
CALL
DELISTED
Duke Realty Corp.
DRE
– –
-500
Closed -$27K
DRE
1783
PUT
DELISTED
Duke Realty Corp.
DRE
– –
-4,200
Closed -$231K
CHNG
1784
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
-400,000
Closed -$9.22M
SLCRW
1785
DELISTED
Silver Crest Acquisition Corporation Warrant
SLCRW
– –
-92,500
Closed -$20K
EQD
1786
DELISTED
Equity Distribution Acquisition Corp.
EQD
– –
-100,000
Closed -$994K
MNDT
1787
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-220,199
Closed -$4.8M
WARR.WS
1788
DELISTED
Warrior Technologies Acquisition Company Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
WARR.WS
– –
-125,000
Closed -$6K
WARR
1789
DELISTED
Warrior Technologies Acquisition Company
WARR
– –
-235,511
Closed -$2.34M
POLY
1790
DELISTED
Plantronics, Inc.
POLY
– –
-7,867
Closed -$312K
TPTX
1791
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
– –
-17,122
Closed -$1.29M
SAIL
1792
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
– –
-115,404
Closed -$7.23M
RBAC
1793
DELISTED
RedBall Acquisition Corp.
RBAC
– –
-125,000
Closed -$1.25M
ATC
1794
DELISTED
Atotech Limited
ATC
– –
-315,460
Closed -$6.1M
ACC
1795
DELISTED
American Campus Communities, Inc.
ACC
– –
-137,433
Closed -$8.86M
ASPC
1796
DELISTED
Alpha Capital Acquisition Co
ASPC
– –
-170,000
Closed -$1.68M
ASPCW
1797
DELISTED
Alpha Capital Acquisition Co Warrant
ASPCW
– –
-85,000
Closed -$22K
DSACW
1798
DELISTED
Duddell Street Acquisition Corp. Warrant
DSACW
– –
-447,800
Closed -$322K
DSAC
1799
DELISTED
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
– –
-576,381
Closed -$5.72M
WBT
1800
DELISTED
Welbilt, Inc.
WBT
– –
-216,933
Closed -$5.17M
69 70 71
72
73

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Capstone Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Capstone Investment Advisors held 1,965 positions worth $16.6B, down 19% from $20.5B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Capstone Investment Advisors withdrew a net $5.42B in Q3 2022, closing 322 positions and reducing 515 holdings. Its most notable exit was iShares MSCI USA Min Vol Factor ETF, an estimated $94.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, up from 1.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in State Street SPDR S&P 500 ETF Trust worth $194M.

  • Capstone Investment Advisors's largest Q3 2022 buy was State Street SPDR S&P 500 ETF Trust: 542,951 shares worth $194M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2022, an estimated $77.3M increase.
  • Capstone Investment Advisors's biggest Q3 2022 reduction was Amazon, cutting an estimated $47.2M.
  • Capstone Investment Advisors fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2022, selling an estimated $94.6M.
  • Capstone Investment Advisors's ten largest holdings make up 48% of its $16.6B portfolio in Q3 2022.
  • Capstone Investment Advisors opened 161 new positions and closed 322 in Q3 2022.
  • Capstone Investment Advisors's portfolio value fell 19% quarter-over-quarter to $16.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2022, filed 10 Nov 2022.