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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTOCW
1726
DELISTED
Pine Technology Acquisition Corp. Warrant
PTOCW
$90K ﹤0.01%
128,333
– –
XRX icon
1727
Xerox
XRX
$412M
$88K ﹤0.01%
4,353
+3,194
+276% +$72.5K
TEAM icon
1728
Atlassian
TEAM
$42.1B
$87K ﹤0.01%
+221
New +$73.8K
OIG
1729
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
$85K ﹤0.01%
+691
New +$95.9K
STE icon
1730
Steris
STE
$23B
$83K ﹤0.01%
+408
New +$87.3K
GL icon
1731
CALL
Globe Life
GL
$14B
$80K ﹤0.01%
900
-2,500
-74% -$234K
ASAXW
1732
DELISTED
Astrea Acquisition Corp. Warrant
ASAXW
$78K ﹤0.01%
100,000
– –
BIDU icon
1733
CALL
Baidu
BIDU
$35.5B
$77K ﹤0.01%
+500
New +$82.1K
SPLK
1734
CALL
DELISTED
Splunk Inc
SPLK
$72K ﹤0.01%
+500
New +$72.8K
TWNI.WS
1735
DELISTED
Tailwind International Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
TWNI.WS
$72K ﹤0.01%
116,666
– –
CLSD
1736
DELISTED
Clearside Biomedical
CLSD
$71K ﹤0.01%
+790
New +$69.7K
CVS icon
1737
CVS Health
CVS
$121B
$71K ﹤0.01%
835
-15,934
-95% -$1.33M
IMMR icon
1738
Immersion
IMMR
$248M
$71K ﹤0.01%
+10,412
New +$77.7K
XRX icon
1739
CALL
Xerox
XRX
$412M
$71K ﹤0.01%
3,500
– –
PGRWW
1740
DELISTED
Progress Acquisition Corp. Warrant
PGRWW
$69K ﹤0.01%
125,000
– –
WARR.WS
1741
DELISTED
Warrior Technologies Acquisition Company Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
WARR.WS
$69K ﹤0.01%
125,000
– –
ACAHW
1742
DELISTED
Atlantic Coastal Acquisition Corp. Warrant
ACAHW
$68K ﹤0.01%
123,333
– –
SGEN
1743
CALL
DELISTED
Seagen Inc. Common Stock
SGEN
$68K ﹤0.01%
+400
New +$62.3K
LVOX
1744
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$66K ﹤0.01%
+10,193
New +$73.6K
ATIP
1745
DELISTED
ATI Physical Therapy, Inc.
ATIP
$64K ﹤0.01%
+337
New +$85.8K
EVRG icon
1746
Evergy
EVRG
$19.3B
$63K ﹤0.01%
+1,011
New +$66.3K
FOX icon
1747
CALL
Fox Class B
FOX
$24.4B
$63K ﹤0.01%
+1,700
New +$58.3K
SLCRW
1748
DELISTED
Silver Crest Acquisition Corporation Warrant
SLCRW
$61K ﹤0.01%
92,500
– –
HWM icon
1749
Howmet Aerospace
HWM
$113B
$60K ﹤0.01%
+1,935
New +$62.3K
MYPS icon
1750
PLAYSTUDIOS Inc
MYPS
$66.2M
$60K ﹤0.01%
+13,208
New +$74.2K
68 69
70
71 72

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.