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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-2.13%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$22.2B
AUM Growth
+$1.98B
(+9.8%)
Cap. Flow
+$954M
Cap. Flow
% of AUM
4.29%
Top 10 Holdings %
Top 10 Hldgs %
47.03%
Holding
2,340
New
519
Increased
932
Reduced
442
Closed
259
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$69.1M |
| 2 |
ATVI
Activision Blizzard
ATVI
|
+$52.1M |
| 3 |
HDFC Bank
HDB
|
+$42M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$36.4M |
| 5 |
RTX Corp
RTX
|
+$29.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$66.8M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$47.3M |
| 3 |
Bank of America
BAC
|
+$14.4M |
| 4 |
Walt Disney
DIS
|
+$12.2M |
| 5 |
NVIDIA
NVDA
|
+$11M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.28% |
| 2 | Financials | 0.99% |
| 3 | Consumer Discretionary | 0.91% |
| 4 | Healthcare | 0.85% |
| 5 | Industrials | 0.53% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1701
PUT
DXC Technology
DXC
$1.79B
| $185K | ﹤0.01% |
8,900
-2,400
| -21% | -$55.1K |
|
|
DVAX
1702
DELISTED
Dynavax Technologies
DVAX
| $185K | ﹤0.01% |
+12,542
| New | +$176K |
|
1703
PUT
Packaging Corp of America
PKG
$22.9B
| $184K | ﹤0.01% |
1,200
-2,400
| -67% | -$350K |
|
1704
BlackBerry
BB
$5.27B
| $180K | ﹤0.01% |
+38,171
| New | +$188K |
|
1705
PUT
Boston Properties
BXP
$11B
| $178K | ﹤0.01% |
+3,000
| New | +$192K |
|
1706
PUT
UDR
UDR
$12.2B
| $178K | ﹤0.01% |
+5,000
| New | +$199K |
|
1707
Teladoc Health
TDOC
$1.26B
| $177K | ﹤0.01% |
+9,539
| New | +$223K |
|
1708
CALL
CenterPoint Energy
CNP
$26.7B
| $177K | ﹤0.01% |
6,600
-2,800
| -30% | -$80.9K |
|
1709
PUT
Allegion
ALLE
$14.2B
| $177K | ﹤0.01% |
1,700
-2,900
| -63% | -$327K |
|
1710
CALL
Caesars Entertainment
CZR
$6.04B
| $176K | ﹤0.01% |
3,800
+1,200
| +46% | +$63.8K |
|
1711
Banc of California
BANC
$3.11B
| $175K | ﹤0.01% |
+14,176
| New | +$180K |
|
1712
PUT
Newell Brands
NWL
$2.63B
| $174K | ﹤0.01% |
19,300
-1,400
| -7% | -$13.9K |
|
1713
CALL
Ralph Lauren
RL
$23.1B
| $174K | ﹤0.01% |
1,500
+400
| +36% | +$48.4K |
|
1714
PUT
Church & Dwight Co
CHD
$24B
| $174K | ﹤0.01% |
1,900
+600
| +46% | +$57.5K |
|
1715
PUT
Ameren
AEE
$30.2B
| $172K | ﹤0.01% |
2,300
-4,800
| -68% | -$391K |
|
1716
CALL
J.M. Smucker
SJM
$12.9B
| $172K | ﹤0.01% |
1,400
+1,000
| +250% | +$142K |
|
1717
CALL
Teradyne
TER
$64.2B
| $171K | ﹤0.01% |
1,700
| – | – |
|
1718
Snap-on
SNA
$20.9B
| $171K | ﹤0.01% |
+669
| New | +$181K |
|
1719
Polestar Automotive Holding UK
PSNY
$2B
| $171K | ﹤0.01% |
+2,153
| New | +$239K |
|
1720
Northern Trust
NTRS
$34.8B
| $170K | ﹤0.01% |
+2,450
| New | +$185K |
|
|
IMGN
1721
DELISTED
Immunogen Inc
IMGN
| $170K | ﹤0.01% |
+10,722
| New | +$178K |
|
1722
CALL
Ecolab
ECL
$77.4B
| $169K | ﹤0.01% |
1,000
| – | – |
|
1723
EVgo
EVGO
$519M
| $169K | ﹤0.01% |
+50,000
| New | +$206K |
|
1724
CALL
Synchrony
SYF
$26.1B
| $168K | ﹤0.01% |
5,500
+300
| +6% | +$9.98K |
|
1725
Diamondback Energy
FANG
$55.9B
| $168K | ﹤0.01% |
1,083
-1,845
| -63% | -$272K |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2023 Portfolio in Review
As of Q3 2023, Capstone Investment Advisors held 2,340 positions worth $22.2B, up 9.8% from $20.2B the previous quarter. Its ten largest holdings account for 47% of the portfolio.
Capstone Investment Advisors deployed $954M of net new capital in Q3 2023, opening 519 new positions and adding to 932 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 155,425 shares worth $66.4M.
By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 0.59% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $66.8M trimmed.
- Capstone Investment Advisors's largest Q3 2023 buy was State Street SPDR S&P 500 ETF Trust: 155,425 shares worth $66.4M.
- Capstone Investment Advisors added most to HDFC Bank in Q3 2023, an estimated $42M increase.
- Capstone Investment Advisors's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $66.8M.
- Capstone Investment Advisors fully exited State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2023, selling an estimated $10.9M.
- Capstone Investment Advisors's ten largest holdings make up 47% of its $22.2B portfolio in Q3 2023.
- Capstone Investment Advisors opened 519 new positions and closed 259 in Q3 2023.
- Capstone Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $22.2B.
Based on Capstone Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.