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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPA
1701
DELISTED
Magnum Opus Acquisition Limited
OPA
$99K ﹤0.01%
10,000
– –
FTAA
1702
DELISTED
FTAC Athena Acquisition Corp. Class A Ordinary Share
FTAA
$99K ﹤0.01%
10,000
– –
AUS
1703
DELISTED
Austerlitz Acquisition Corporation I
AUS
$99K ﹤0.01%
10,000
– –
JWSM
1704
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$98K ﹤0.01%
10,000
– –
CHAA
1705
DELISTED
Catcha Investment Corp
CHAA
$98K ﹤0.01%
10,000
– –
APGB
1706
DELISTED
Apollo Strategic Growth Capital II
APGB
$98K ﹤0.01%
10,000
– –
NSTD
1707
DELISTED
Northern Star Investment Corp. IV
NSTD
$98K ﹤0.01%
10,000
– –
STRE
1708
DELISTED
Supernova Partners Acquisition Company III, Ltd.
STRE
$98K ﹤0.01%
10,000
– –
DGNU
1709
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
$98K ﹤0.01%
10,000
– –
LEGA
1710
DELISTED
Lead Edge Growth Opportunities, Ltd Class A Ordinary Shares
LEGA
$98K ﹤0.01%
10,000
– –
ACQR
1711
DELISTED
Independence Holdings Corp. Class A Ordinary Share
ACQR
$98K ﹤0.01%
10,000
– –
ANAC
1712
DELISTED
Arctos NorthStar Acquisition Corp.
ANAC
$98K ﹤0.01%
10,000
– –
GTPB
1713
DELISTED
Gores Technology Partners II, Inc. Class A Common
GTPB
$98K ﹤0.01%
10,000
– –
GROV icon
1714
Grove Collaborative
GROV
$44M
$97K ﹤0.01%
2,000
– –
NSTC
1715
DELISTED
Northern Star Investment Corp. III
NSTC
$97K ﹤0.01%
10,000
– –
LGAC
1716
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
$97K ﹤0.01%
10,000
– –
HIII
1717
DELISTED
Hudson Executive Investment Corp. III Class A Common Stock
HIII
$97K ﹤0.01%
10,000
– –
AMPI
1718
DELISTED
Advanced Merger Partners Inc
AMPI
$97K ﹤0.01%
10,000
– –
ELMS
1719
DELISTED
Electric Last Mile Solutions, Inc. Class A Common stock
ELMS
$97K ﹤0.01%
+13,178
New +$113K
TWNT.WS
1720
DELISTED
Tailwind Two Acquisition Corp. Redeemable warrants included as part of the units, each whole warrant
TWNT.WS
$97K ﹤0.01%
97,566
– –
III icon
1721
Information Services Group
III
$250M
$96K ﹤0.01%
+13,420
New +$89.4K
CORZW
1722
DELISTED
Core Scientific, Inc. Warrant
CORZW
$96K ﹤0.01%
38,750
+20,000
+107% +$38.3K
OWLT icon
1723
Owlet
OWLT
$182M
$94K ﹤0.01%
+1,204
New +$135K
ROL icon
1724
CALL
Rollins
ROL
$17.4B
$92K ﹤0.01%
+2,600
New +$97.3K
AISPW
1725
Airship AI Holdings Warrants
AISPW
$14.1M
$90K ﹤0.01%
144,600
– –
67 68
69
70 71

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.