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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BF.B icon
1676
CALL
Brown-Forman Class B
BF.B
$12.9B
$121K ﹤0.01%
1,800
-2,200
-55% -$156K
FTNT icon
1677
Fortinet
FTNT
$121B
$121K ﹤0.01%
+2,075
New +$120K
IPGP icon
1678
IPG Photonics
IPGP
$3.57B
$121K ﹤0.01%
+766
New +$141K
EXPR
1679
DELISTED
Express, Inc.
EXPR
$120K ﹤0.01%
+1,272
New +$140K
BETRW icon
1680
Better Home & Finance Warrant
BETRW
$1.52M
$119K ﹤0.01%
75,500
+50,000
+196% +$78K
VTNR
1681
DELISTED
Vertex Energy, Inc
VTNR
$119K ﹤0.01%
+22,794
New +$181K
BGRY
1682
DELISTED
Berkshire Grey, Inc. Class A Common Stock
BGRY
$118K ﹤0.01%
+16,749
New +$143K
POL
1683
DELISTED
Polished.com Inc.
POL
$117K ﹤0.01%
+743
New +$112K
DINO icon
1684
CALL
HF Sinclair
DINO
$16.3B
$116K ﹤0.01%
3,500
-900
-20% -$27.4K
FPH icon
1685
Five Point Holdings
FPH
$372M
$116K ﹤0.01%
+14,856
New +$121K
CNVS icon
1686
Cineverse
CNVS
$68.2M
$115K ﹤0.01%
+2,298
New +$81K
TMAC.WS
1687
DELISTED
The Music Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
TMAC.WS
$112K ﹤0.01%
150,050
– –
EVGO icon
1688
EVgo
EVGO
$519M
$111K ﹤0.01%
+13,666
New +$138K
COGT icon
1689
Cogent Biosciences
COGT
$6.47B
$109K ﹤0.01%
+12,928
New +$99.1K
LULU icon
1690
lululemon athletica
LULU
$13.6B
$108K ﹤0.01%
+267
New +$107K
NRDY icon
1691
Nerdy
NRDY
$92.6M
$108K ﹤0.01%
+10,807
New +$109K
ZEV
1692
DELISTED
Lightning eMotors, Inc.
ZEV
$108K ﹤0.01%
+630
New +$101K
XELA
1693
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$108K ﹤0.01%
+14
New +$143K
MOTV.WS
1694
DELISTED
Motive Capital Corp Warrants, each whole warrant exercisable for one Class A ordinary share at an ex
MOTV.WS
$107K ﹤0.01%
+85,400
New +$82.7K
ROOT icon
1695
Root
ROOT
$772M
$105K ﹤0.01%
+1,110
New +$138K
DXLG icon
1696
Destination XL Group
DXLG
$33.2M
$104K ﹤0.01%
+16,950
New +$108K
SVOKW
1697
DELISTED
Seven Oaks Acquisition Corp. Warrant
SVOKW
$103K ﹤0.01%
+129,332
New +$117K
TALK icon
1698
Talkspace
TALK
$871M
$102K ﹤0.01%
+28,070
New +$154K
REI icon
1699
Ring Energy
REI
$349M
$99K ﹤0.01%
+33,727
New +$86K
SPLK
1700
DELISTED
Splunk Inc
SPLK
$99K ﹤0.01%
+682
New +$99.2K
66 67
68
69 70

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.