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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLO icon
1651
Valero Energy
VLO
$98.7B
$156K ﹤0.01%
+2,216
New +$147K
COR icon
1652
Cencora
COR
$59.2B
$154K ﹤0.01%
1,292
-4,273
-77% -$513K
BARK icon
1653
BARK
BARK
$94.3M
$151K ﹤0.01%
+1,103
New +$182K
MRVL icon
1654
Marvell Technology
MRVL
$199B
$150K ﹤0.01%
+2,490
New +$149K
CTIC
1655
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$149K ﹤0.01%
+50,445
New +$137K
HLMN icon
1656
Hillman Solutions
HLMN
$1.71B
$148K ﹤0.01%
+12,443
New +$152K
NTES icon
1657
NetEase
NTES
$78.5B
$147K ﹤0.01%
+1,718
New +$162K
HCII
1658
DELISTED
Hudson Executive Investment Corp. II Class A Common Stock
HCII
$146K ﹤0.01%
15,000
– –
ZTS icon
1659
Zoetis
ZTS
$31.3B
$142K ﹤0.01%
731
+363
+99% +$73.3K
QSI icon
1660
Quantum-Si Incorporated
QSI
$172M
$139K ﹤0.01%
+16,710
New +$165K
BODI icon
1661
The Beachbody Company
BODI
$47.6M
$139K ﹤0.01%
+501
New +$200K
ASTS icon
1662
AST SpaceMobile
ASTS
$21.4B
$133K ﹤0.01%
+12,299
New +$138K
HIMS icon
1663
Hims & Hers Health
HIMS
$6.71B
$132K ﹤0.01%
+17,451
New +$148K
TXN icon
1664
Texas Instruments
TXN
$250B
$132K ﹤0.01%
685
+672
+5,169% +$128K
MKFG
1665
DELISTED
Markforged Holding Corporation
MKFG
$131K ﹤0.01%
+1,994
New +$178K
PUCKW
1666
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$131K ﹤0.01%
225,000
– –
JD icon
1667
CALL
JD.com
JD
$39.6B
$130K ﹤0.01%
+1,800
New +$133K
UA icon
1668
CALL
Under Armour Class C
UA
$2.25B
$130K ﹤0.01%
7,400
+2,100
+40% +$40.2K
BRG
1669
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$130K ﹤0.01%
+10,168
New +$118K
SUNL
1670
DELISTED
Sunlight Financial Holdings, Inc.
SUNL
$129K ﹤0.01%
1,212
-9,380
-89% -$1.33M
NAUT icon
1671
Nautilus Biotechnolgy
NAUT
$113M
$127K ﹤0.01%
+20,672
New +$165K
ROL icon
1672
PUT
Rollins
ROL
$17.4B
$127K ﹤0.01%
+3,600
New +$135K
ASTR
1673
DELISTED
Astra Space, Inc. Class A Common Stock
ASTR
$125K ﹤0.01%
+957
New +$146K
TRMB icon
1674
Trimble
TRMB
$13.4B
$124K ﹤0.01%
+1,507
New +$132K
DAY
1675
CALL
DELISTED
Dayforce
DAY
$124K ﹤0.01%
+1,100
New +$116K
65 66
67
68 69

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.