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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AJRD
1626
PUT
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$183K ﹤0.01%
+4,200
New +$187K
SBAC icon
1627
SBA Communications
SBAC
$19.8B
$180K ﹤0.01%
+544
New +$188K
WGS icon
1628
GeneDx Holdings
WGS
$2.36B
$177K ﹤0.01%
+706
New +$242K
LEG icon
1629
Leggett & Platt
LEG
$1.32B
$176K ﹤0.01%
+3,916
New +$189K
LTCH
1630
DELISTED
Latch, Inc. Common Stock
LTCH
$176K ﹤0.01%
+15,655
New +$193K
JBI icon
1631
Janus International
JBI
$686M
$175K ﹤0.01%
+14,308
New +$195K
MBAC.WS
1632
DELISTED
M3-Brigade Acquisition II Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MBAC.WS
$174K ﹤0.01%
130,000
+30,000
+30% +$33.6K
PDD icon
1633
Pinduoduo
PDD
$120B
$173K ﹤0.01%
+1,905
New +$185K
ROSS
1634
DELISTED
Ross Acquisition Corp II
ROSS
$172K ﹤0.01%
17,800
– –
MAPS
1635
DELISTED
WM TECHNOLOGY INC A
MAPS
$171K ﹤0.01%
+11,768
New +$170K
CRL icon
1636
Charles River Laboratories
CRL
$13.4B
$170K ﹤0.01%
+413
New +$172K
ME
1637
DELISTED
23andMe Holding Co
ME
$170K ﹤0.01%
+940
New +$167K
CYXT
1638
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
$170K ﹤0.01%
+18,402
New +$172K
MKTX icon
1639
CALL
MarketAxess Holdings
MKTX
$5.72B
$168K ﹤0.01%
+400
New +$184K
PAGP icon
1640
Plains GP Holdings
PAGP
$5.04B
$165K ﹤0.01%
+15,348
New +$161K
GALT icon
1641
Galectin Therapeutics
GALT
$356M
$164K ﹤0.01%
+42,260
New +$143K
PTRA
1642
DELISTED
Proterra Inc. Common Stock
PTRA
$163K ﹤0.01%
+16,111
New +$182K
APSG.WS
1643
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
$163K ﹤0.01%
+200,000
New +$206K
MNTS icon
1644
Momentus
MNTS
$92.5M
$161K ﹤0.01%
+1
New +$133K
OKTA icon
1645
Okta
OKTA
$26.9B
$161K ﹤0.01%
+678
New +$168K
PAYO icon
1646
Payoneer
PAYO
$2.42B
$161K ﹤0.01%
+18,842
New +$183K
ALIT icon
1647
Alight
ALIT
$394M
$160K ﹤0.01%
+696
New +$147K
XRX icon
1648
PUT
Xerox
XRX
$412M
$159K ﹤0.01%
7,900
– –
GL icon
1649
Globe Life
GL
$14B
$156K ﹤0.01%
1,750
+1,033
+144% +$96.5K
ORGN
1650
DELISTED
Origin Materials
ORGN
$156K ﹤0.01%
+766
New +$158K
64 65
66
67 68

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.