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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLI icon
1601
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$215K ﹤0.01%
+2,201
New +$226K
MGP
1602
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$211K ﹤0.01%
+5,511
New +$216K
PDD icon
1603
PUT
Pinduoduo
PDD
$120B
$209K ﹤0.01%
+2,300
New +$224K
XM
1604
DELISTED
Qualtrics International Inc. Class A Common Stock
XM
$207K ﹤0.01%
+4,836
New +$205K
LBRDK icon
1605
Liberty Broadband Class C
LBRDK
$5.29B
$204K ﹤0.01%
+1,180
New +$213K
PRCT icon
1606
Procept Biorobotics
PRCT
$1.26B
$204K ﹤0.01%
+5,347
New +$205K
NIO icon
1607
NIO
NIO
$11.3B
$203K ﹤0.01%
+5,700
New +$234K
LULU icon
1608
PUT
lululemon athletica
LULU
$13.6B
$202K ﹤0.01%
+500
New +$200K
ERIC icon
1609
Ericsson
ERIC
$33.6B
$201K ﹤0.01%
+17,981
New +$212K
AOMR
1610
Angel Oak Mortgage REIT
AOMR
$209M
$196K ﹤0.01%
11,600
-196,479
-94% -$3.49M
NUE icon
1611
Nucor
NUE
$61.8B
$196K ﹤0.01%
+1,995
New +$212K
WPCB
1612
DELISTED
Warburg Pincus Capital Corporation I-B
WPCB
$196K ﹤0.01%
20,000
– –
GLHA
1613
DELISTED
Glass Houses Acquisition Corp. Class A common stock
GLHA
$196K ﹤0.01%
20,000
– –
CLIM
1614
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
$196K ﹤0.01%
20,000
– –
OPAL icon
1615
OPAL Fuels
OPAL
$67.7M
$195K ﹤0.01%
20,000
– –
SLAM
1616
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
$195K ﹤0.01%
20,000
– –
COLI
1617
DELISTED
Colicity Inc. Class A Common Stock
COLI
$195K ﹤0.01%
20,000
– –
SPGS
1618
DELISTED
Simon Property Group Acquisition Holdings, Inc.
SPGS
$195K ﹤0.01%
20,000
– –
ENVX icon
1619
Enovix
ENVX
$966M
$194K ﹤0.01%
+11,736
New +$177K
SBII
1620
DELISTED
Sandbridge X2 Corp.
SBII
$194K ﹤0.01%
20,000
– –
CDW icon
1621
CDW
CDW
$17.8B
$192K ﹤0.01%
+1,056
New +$199K
FRW
1622
DELISTED
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
$192K ﹤0.01%
20,000
– –
AVPT icon
1623
AvePoint
AVPT
$2.91B
$188K ﹤0.01%
+22,116
New +$220K
SD icon
1624
SandRidge Energy
SD
$516M
$188K ﹤0.01%
+14,446
New +$119K
CRWD icon
1625
CrowdStrike
CRWD
$230B
$183K ﹤0.01%
+2,972
New +$192K
63 64
65
66 67

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.