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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDH
1576
DELISTED
MDH Acquisition Corp.
MDH
$248K ﹤0.01%
25,200
– –
CNMD icon
1577
CONMED
CNMD
$1.49B
$247K ﹤0.01%
+1,887
New +$247K
LGV
1578
DELISTED
Longview Acquisition Corp. II
LGV
$247K ﹤0.01%
25,000
– –
ALTI icon
1579
AlTi Global
ALTI
$464M
$246K ﹤0.01%
25,000
– –
MCO icon
1580
Moody's
MCO
$84.6B
$246K ﹤0.01%
693
-1,669
-71% -$629K
CPLG
1581
DELISTED
CorePoint Lodging Inc. Common Stock
CPLG
$246K ﹤0.01%
+15,878
New +$219K
SIVB
1582
DELISTED
SVB Financial Group
SIVB
$246K ﹤0.01%
+380
New +$220K
KVSC
1583
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$245K ﹤0.01%
25,000
– –
HERA
1584
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
$244K ﹤0.01%
25,000
– –
NAAC
1585
DELISTED
North Atlantic Acquisition Corporation Class A Ordinary Share
NAAC
$244K ﹤0.01%
25,000
– –
QDRO
1586
DELISTED
Quadro Acquisition One Corp. Class A Ordinary Shares
QDRO
$243K ﹤0.01%
25,000
– –
TECH icon
1587
PUT
Bio-Techne
TECH
$11.2B
$242K ﹤0.01%
+2,000
New +$243K
FTEV
1588
DELISTED
FinTech Evolution Acquisition Group
FTEV
$242K ﹤0.01%
25,000
– –
IBER
1589
DELISTED
Ibere Pharmaceuticals
IBER
$242K ﹤0.01%
25,000
– –
ROK icon
1590
Rockwell Automation
ROK
$49.5B
$241K ﹤0.01%
+821
New +$252K
CCC
1591
CCC Intelligent Solutions
CCC
$4.19B
$239K ﹤0.01%
+22,781
New +$235K
COMP icon
1592
Compass
COMP
$10.2B
$239K ﹤0.01%
+18,057
New +$259K
PTON icon
1593
Peloton Interactive
PTON
$2.44B
$235K ﹤0.01%
+2,698
New +$298K
SLGC
1594
DELISTED
SomaLogic, Inc. Class A Common Stock
SLGC
$235K ﹤0.01%
+18,982
New +$214K
DDOG icon
1595
Datadog
DDOG
$90.6B
$234K ﹤0.01%
+1,652
New +$209K
GMAB icon
1596
Genmab
GMAB
$19.3B
$233K ﹤0.01%
+5,323
New +$239K
SMRT icon
1597
SmartRent
SMRT
$276M
$232K ﹤0.01%
+17,849
New +$221K
SPLK
1598
PUT
DELISTED
Splunk Inc
SPLK
$232K ﹤0.01%
+1,600
New +$233K
ABNB icon
1599
Airbnb
ABNB
$111B
$231K ﹤0.01%
+1,375
New +$210K
IPGP icon
1600
CALL
IPG Photonics
IPGP
$3.57B
$222K ﹤0.01%
1,400
+1,300
+1,300% +$239K
62 63
64
65 66

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.