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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$33.9B
AUM Growth
+$4.09B
Cap. Flow
+$2.45B
Cap. Flow %
7.22%
Top 10 Hldgs %
25.91%
Holding
2,064
New
405
Increased
721
Reduced
487
Closed
425

Top Buys

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$152M
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$150M
3
AAPL icon
Apple
AAPL
+$111M
4
WORK
Slack Technologies, Inc.
WORK
+$95.5M
5
XLNX
Xilinx Inc
XLNX
+$84.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$251M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$128M
3
VAR
Varian Medical Systems, Inc.
VAR
+$113M
4
META icon
Meta Platforms (Facebook)
META
+$68.5M
5
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$50.2M

Sector Composition

Rank Sector Weight
1 Technology 1.89%
2 Communication Services 0.84%
3 Healthcare 0.82%
4 Consumer Discretionary 0.57%
5 Financials 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INFI
1551
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$41K ﹤0.01%
12,709
-34,326
-73% -$115K
HRL icon
1552
Hormel Foods
HRL
$13.4B
$40K ﹤0.01%
840
-8,975
-91% -$424K
TTI icon
1553
TETRA Technologies
TTI
$1.25B
$40K ﹤0.01%
+16,706
New +$36K
EMAN
1554
DELISTED
eMagin Corporation
EMAN
$39K ﹤0.01%
+10,454
New +$35.2K
EIX icon
1555
Edison International
EIX
$27.2B
$35K ﹤0.01%
604
-16,697
-97% -$980K
NI icon
1556
CALL
NiSource
NI
$20.2B
$34K ﹤0.01%
1,400
-3,300
-70% -$74.4K
MARK
1557
DELISTED
Remark Holdings, Inc.
MARK
$34K ﹤0.01%
1,493
-7,197
-83% -$205K
NWSA icon
1558
CALL
News Corp Class A
NWSA
$15.6B
$33K ﹤0.01%
1,300
-11,600
-90% -$260K
CLRMW
1559
DELISTED
Clarim Acquisition Corp. Warrant
CLRMW
$31K ﹤0.01%
+50,000
New +$34.4K
VOSOW
1560
DELISTED
Virtuoso Acquisition Corp. Warrant
VOSOW
$30K ﹤0.01%
+50,000
New +$30.6K
OTLK icon
1561
Outlook Therapeutics
OTLK
$166M
$28K ﹤0.01%
628
-2,186
-78% -$83.7K
AMPE
1562
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$25K ﹤0.01%
49
-389
-89% -$201K
CSLT
1563
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
$25K ﹤0.01%
16,850
+1,090
+7% +$1.89K
CAHCW
1564
DELISTED
CA Healthcare Acquisition Corp. Warrant
CAHCW
$19K ﹤0.01%
+35,000
New +$26.6K
EQHA.WS
1565
DELISTED
EQ Health Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
EQHA.WS
$18K ﹤0.01%
+35,150
New +$20.3K
XRX icon
1566
Xerox
XRX
$412M
$17K ﹤0.01%
682
-110,115
-99% -$2.63M
SHACW
1567
DELISTED
SCP & CO Healthcare Acquisition Company Warrant
SHACW
$15K ﹤0.01%
+25,000
New +$15.3K
MTNB icon
1568
Matinas BioPharma
MTNB
$1.49M
$14K ﹤0.01%
258
-1,182
-82% -$79.3K
ACII.WS
1569
DELISTED
Atlas Crest Investment Corp. II Redeemable Warrants, each whole warrant exercisable for one Class A common stock at an exercise price of $11.50
ACII.WS
$11K ﹤0.01%
+12,500
New +$12.6K
BLUA.WS
1570
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$10K ﹤0.01%
+16,666
New +$15.1K
DNZ.WS
1571
DELISTED
D and Z Media Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
DNZ.WS
$10K ﹤0.01%
+16,666
New +$11.1K
UHGWW
1572
DELISTED
United Homes Group Warrant
UHGWW
$8K ﹤0.01%
+12,500
New +$8.04K
PS
1573
PUT
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
$2K ﹤0.01%
+100
New +$2.14K
A icon
1574
Agilent Technologies
A
$42.2B
– –
-5,960
Closed -$737K
ACMR icon
1575
ACM Research
ACMR
$5.65B
– –
-9,564
Closed -$259K
61 62
63
64 65

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Capstone Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Capstone Investment Advisors held 2,064 positions worth $33.9B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Capstone Investment Advisors deployed $2.45B of net new capital in Q1 2021, opening 405 new positions and adding to 721 existing holdings. Its largest new stake was PG&E Corporation: 290,000 shares worth $33.1M.

By sector, the portfolio is most concentrated in Technology at 1.9% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $251M trimmed.

  • Capstone Investment Advisors's largest Q1 2021 buy was PG&E Corporation: 290,000 shares worth $33.1M.
  • Capstone Investment Advisors added most to Alexion Pharmaceuticals in Q1 2021, an estimated $152M increase.
  • Capstone Investment Advisors's biggest Q1 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $251M.
  • Capstone Investment Advisors fully exited Builders FirstSource in Q1 2021, selling an estimated $33.2M.
  • Capstone Investment Advisors's ten largest holdings make up 26% of its $33.9B portfolio in Q1 2021.
  • Capstone Investment Advisors opened 405 new positions and closed 425 in Q1 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $33.9B.

Based on Capstone Investment Advisors's 13F filing for Q1 2021, filed 17 May 2021.