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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEE
1526
CALL
DELISTED
Sealed Air
SEE
$394K ﹤0.01%
7,200
+3,700
+106% +$215K
JBHT icon
1527
JB Hunt Transport Services
JBHT
$26.5B
$392K ﹤0.01%
2,343
-740
-24% -$126K
MTCH icon
1528
CALL
Match Group
MTCH
$8.56B
$392K ﹤0.01%
+2,500
New +$381K
QTEK
1529
DELISTED
QualTek Services Inc. Class A Common Stock
QTEK
$390K ﹤0.01%
39,276
– –
KAHC
1530
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
$390K ﹤0.01%
40,000
– –
L icon
1531
CALL
Loews
L
$23B
$388K ﹤0.01%
7,200
-5,100
-41% -$277K
FZT
1532
DELISTED
FAST Acquisition Corp. II
FZT
$388K ﹤0.01%
40,000
– –
HOLX
1533
DELISTED
Hologic
HOLX
$384K ﹤0.01%
5,199
-8,663
-62% -$650K
HST icon
1534
Host Hotels & Resorts
HST
$15.6B
$381K ﹤0.01%
23,312
+20,035
+611% +$325K
GPOR icon
1535
Gulfport Energy Corp
GPOR
$3.01B
$373K ﹤0.01%
+4,542
New +$316K
FBIN icon
1536
Fortune Brands Innovations
FBIN
$5.78B
$362K ﹤0.01%
+4,740
New +$394K
COO icon
1537
Cooper Companies
COO
$14.9B
$360K ﹤0.01%
+3,484
New +$372K
SGEN
1538
PUT
DELISTED
Seagen Inc. Common Stock
SGEN
$357K ﹤0.01%
+2,100
New +$327K
SEAH.WS
1539
DELISTED
Sports Entertainment Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one s
SEAH.WS
$355K ﹤0.01%
+150,000
New +$287K
CRDF icon
1540
Cardiff Oncology
CRDF
$76.6M
$349K ﹤0.01%
52,349
+1,159
+2% +$7.28K
HII icon
1541
CALL
Huntington Ingalls Industries
HII
$12.8B
$348K ﹤0.01%
1,800
-100
-5% -$20.2K
WY icon
1542
Weyerhaeuser
WY
$17.9B
$340K ﹤0.01%
9,555
-16,653
-64% -$583K
LAZR
1543
DELISTED
Luminar Technologies
LAZR
$337K ﹤0.01%
+1,439
New +$381K
SWAGU
1544
DELISTED
Software Acquisition Group Inc. III Unit
SWAGU
$337K ﹤0.01%
+33,333
New +$335K
AVY icon
1545
Avery Dennison
AVY
$13.6B
$330K ﹤0.01%
+1,594
New +$342K
FYBR
1546
DELISTED
Frontier Communications
FYBR
$329K ﹤0.01%
+11,806
New +$351K
NOV icon
1547
CALL
NOV
NOV
$7.36B
$329K ﹤0.01%
25,100
+2,100
+9% +$28.3K
BOCH
1548
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$327K ﹤0.01%
+21,581
New +$300K
NTES icon
1549
PUT
NetEase
NTES
$78.5B
$325K ﹤0.01%
+3,800
New +$359K
WRB icon
1550
W.R. Berkley
WRB
$26.2B
$325K ﹤0.01%
+9,988
New +$329K
60 61
62
63 64

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.