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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$33.9B
AUM Growth
+$4.09B
Cap. Flow
+$2.45B
Cap. Flow %
7.22%
Top 10 Hldgs %
25.91%
Holding
2,064
New
405
Increased
721
Reduced
487
Closed
425

Top Buys

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$152M
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$150M
3
AAPL icon
Apple
AAPL
+$111M
4
WORK
Slack Technologies, Inc.
WORK
+$95.5M
5
XLNX
Xilinx Inc
XLNX
+$84.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$251M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$128M
3
VAR
Varian Medical Systems, Inc.
VAR
+$113M
4
META icon
Meta Platforms (Facebook)
META
+$68.5M
5
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$50.2M

Sector Composition

Rank Sector Weight
1 Technology 1.89%
2 Communication Services 0.84%
3 Healthcare 0.82%
4 Consumer Discretionary 0.57%
5 Financials 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPLK
1501
CALL
DELISTED
Splunk Inc
SPLK
$81K ﹤0.01%
600
-200
-25% -$31.2K
IDEX
1502
DELISTED
Ideanomics, Inc. Common Stock
IDEX
$80K ﹤0.01%
219
-965
-82% -$420K
LOTZ
1503
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$80K ﹤0.01%
+11,234
New +$109K
RRD
1504
DELISTED
RR Donnelley & Sons Co.
RRD
$80K ﹤0.01%
19,774
-47,652
-71% -$151K
AQB icon
1505
AquaBounty Technologies
AQB
$7.72M
$79K ﹤0.01%
590
-1,064
-64% -$183K
ATO icon
1506
CALL
Atmos Energy
ATO
$28.7B
$79K ﹤0.01%
800
-3,600
-82% -$328K
VTRS icon
1507
Viatris
VTRS
$18.4B
$79K ﹤0.01%
+5,643
New +$92K
ALTO icon
1508
Alto Ingredients
ALTO
$326M
$77K ﹤0.01%
14,245
-34,343
-71% -$227K
FABC
1509
Fabric.AI Inc
FABC
$18.3M
$76K ﹤0.01%
91
-259
-74% -$236K
AHT
1510
Ashford Hospitality Trust
AHT
$20.2M
$74K ﹤0.01%
252
-374
-60% -$114K
CTXR icon
1511
Citius Pharmaceuticals
CTXR
$20.1M
$74K ﹤0.01%
+1,659
New +$66.1K
OCGN icon
1512
Ocugen
OCGN
$458M
$74K ﹤0.01%
+10,853
New +$72.2K
XWEL icon
1513
XWELL
XWEL
$8.53M
$74K ﹤0.01%
2,004
-4,409
-69% -$169K
TNXP icon
1514
Tonix Pharmaceuticals
TNXP
$214M
– –
0
– –
SDC
1515
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$73K ﹤0.01%
7,100
-14,907
-68% -$177K
ROL icon
1516
CALL
Rollins
ROL
$17.4B
$72K ﹤0.01%
2,100
-6,000
-74% -$215K
WWR icon
1517
Westwater Resources
WWR
$75.2M
$72K ﹤0.01%
+13,355
New +$85.7K
TRAW icon
1518
Traws Pharma
TRAW
$9.14M
$71K ﹤0.01%
+189
New +$71.3K
SGEN
1519
DELISTED
Seagen Inc. Common Stock
SGEN
$71K ﹤0.01%
+508
New +$81.9K
TOON icon
1520
Kartoon Studios
TOON
$38.2M
$70K ﹤0.01%
3,614
-14,929
-81% -$284K
MTCH icon
1521
CALL
Match Group
MTCH
$8.56B
$69K ﹤0.01%
+500
New +$75.2K
AREC icon
1522
American Resources Corp
AREC
$302M
$68K ﹤0.01%
+17,948
New +$73K
CBAT icon
1523
CBAK Energy Technology Ltd
CBAT
$65.5M
$68K ﹤0.01%
+13,310
New +$86.7K
JAGX icon
1524
Jaguar Health
JAGX
$3.85M
– –
0
– –
PTON icon
1525
CALL
Peloton Interactive
PTON
$2.44B
$67K ﹤0.01%
+600
New +$79.6K
59 60
61
62 63

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Capstone Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Capstone Investment Advisors held 2,064 positions worth $33.9B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Capstone Investment Advisors deployed $2.45B of net new capital in Q1 2021, opening 405 new positions and adding to 721 existing holdings. Its largest new stake was PG&E Corporation: 290,000 shares worth $33.1M.

By sector, the portfolio is most concentrated in Technology at 1.9% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $251M trimmed.

  • Capstone Investment Advisors's largest Q1 2021 buy was PG&E Corporation: 290,000 shares worth $33.1M.
  • Capstone Investment Advisors added most to Alexion Pharmaceuticals in Q1 2021, an estimated $152M increase.
  • Capstone Investment Advisors's biggest Q1 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $251M.
  • Capstone Investment Advisors fully exited Builders FirstSource in Q1 2021, selling an estimated $33.2M.
  • Capstone Investment Advisors's ten largest holdings make up 26% of its $33.9B portfolio in Q1 2021.
  • Capstone Investment Advisors opened 405 new positions and closed 425 in Q1 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $33.9B.

Based on Capstone Investment Advisors's 13F filing for Q1 2021, filed 17 May 2021.