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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$7.24B
Cap. Flow %
24.26%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Healthcare 0.49%
3 Energy 0.43%
4 Financials 0.42%
5 Communication Services 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INFI
1501
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$100K ﹤0.01%
+47,035
New +$77.6K
FCX icon
1502
Freeport-McMoran
FCX
$96.5B
$99K ﹤0.01%
+3,787
New +$78.7K
BNED icon
1503
Barnes & Noble Education
BNED
$422M
$98K ﹤0.01%
+212
New +$70.1K
MTNB icon
1504
Matinas BioPharma
MTNB
$1.47M
$98K ﹤0.01%
+1,440
New +$66.7K
UAA icon
1505
Under Armour
UAA
$2.27B
$98K ﹤0.01%
5,692
-7,739
-58% -$118K
ORN icon
1506
Orion Group Holdings
ORN
$400M
$97K ﹤0.01%
+19,603
New +$76.1K
ACR
1507
ACRES Commercial Realty
ACR
$103M
$96K ﹤0.01%
+7,982
New +$71.5K
YCBD icon
1508
cbdMD
YCBD
$6.01M
$95K ﹤0.01%
+89
New +$80.9K
ZVO
1509
DELISTED
Zovio Inc. Common Stock
ZVO
$94K ﹤0.01%
+19,758
New +$81.2K
DRE
1510
DELISTED
Duke Realty Corp.
DRE
$94K ﹤0.01%
+2,355
New +$91.9K
HAS icon
1511
Hasbro
HAS
$13.6B
$92K ﹤0.01%
982
-4,649
-83% -$413K
NOV icon
1512
NOV
NOV
$7.41B
$92K ﹤0.01%
6,700
-33,637
-83% -$380K
INFO
1513
DELISTED
IHS Markit Ltd. Common Shares
INFO
$90K ﹤0.01%
+1,000
New +$86.6K
PFG icon
1514
CALL
Principal Financial Group
PFG
$24.2B
$89K ﹤0.01%
1,800
-1,500
-45% -$68.7K
HYRE
1515
DELISTED
HyreCar Inc. Common Stock
HYRE
$89K ﹤0.01%
+12,428
New +$68K
CTIC
1516
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$89K ﹤0.01%
+27,770
New +$92.4K
CPRI icon
1517
PUT
Capri Holdings
CPRI
$1.74B
$88K ﹤0.01%
2,100
-34,800
-94% -$1.07M
CYPH
1518
Cypherpunk Technologies Inc
CYPH
$73.2M
$88K ﹤0.01%
+3,921
New +$74.7K
TER icon
1519
Teradyne
TER
$63.3B
$88K ﹤0.01%
+731
New +$74.7K
FLIR
1520
CALL
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$88K ﹤0.01%
2,000
+1,600
+400% +$61.8K
JKHY icon
1521
Jack Henry & Associates
JKHY
$10.8B
$87K ﹤0.01%
+535
New +$85K
LDOS icon
1522
Leidos
LDOS
$17.4B
$87K ﹤0.01%
+826
New +$79.2K
BWA icon
1523
BorgWarner
BWA
$14.1B
$86K ﹤0.01%
+2,517
New +$85.3K
HOG icon
1524
Harley-Davidson
HOG
$2.69B
$86K ﹤0.01%
2,330
-48,444
-95% -$1.66M
SD icon
1525
SandRidge Energy
SD
$525M
$83K ﹤0.01%
+26,712
New +$65.5K
59 60
61
62 63

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors deployed $7.24B of net new capital in Q4 2020, opening 425 new positions and adding to 695 existing holdings. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 0.41% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $358M trimmed.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.