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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLAC
1476
DELISTED
Social Leverage Acquisition Corp I Class A Common Stock
SLAC
$489K ﹤0.01%
50,000
– –
SCAQ
1477
DELISTED
Stratim Cloud Acquisition Corp. Class A Common Stock
SCAQ
$489K ﹤0.01%
50,000
– –
RKTA
1478
DELISTED
Rocket Internet Growth Opportunities Corp.
RKTA
$489K ﹤0.01%
50,000
– –
BLUA
1479
DELISTED
BlueRiver Acquisition Corp.
BLUA
$488K ﹤0.01%
50,000
– –
FAZE
1480
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
$488K ﹤0.01%
50,000
– –
ACII
1481
DELISTED
Atlas Crest Investment Corp. II
ACII
$488K ﹤0.01%
50,000
– –
LHAA
1482
DELISTED
Lerer Hippeau Acquisition Corp. Class A Common Stock
LHAA
$487K ﹤0.01%
50,000
– –
KDMN
1483
CALL
DELISTED
Kadmon Holdings, Inc.
KDMN
$487K ﹤0.01%
+55,900
New +$318K
MHK icon
1484
Mohawk Industries
MHK
$9.42B
$486K ﹤0.01%
+2,737
New +$530K
UHG
1485
DELISTED
United Homes Group
UHG
$486K ﹤0.01%
50,000
– –
NRAC
1486
DELISTED
Northern Revival Acquisition Corporation Class A Ordinary Share
NRAC
$486K ﹤0.01%
50,000
– –
DNZ
1487
DELISTED
D and Z Media Acquisition Corp.
DNZ
$486K ﹤0.01%
50,000
– –
FCAX
1488
DELISTED
Fortress Capital Acquisition Corp.
FCAX
$486K ﹤0.01%
49,687
– –
SHAC
1489
DELISTED
SCP & CO Healthcare Acquisition Company Class A Common Stock
SHAC
$486K ﹤0.01%
50,000
– –
VEEA
1490
Veea Inc
VEEA
$7.96M
$484K ﹤0.01%
50,000
– –
LOKM
1491
DELISTED
Live Oak Mobility Acquisition Corp.
LOKM
$484K ﹤0.01%
50,000
– –
NWSA icon
1492
CALL
News Corp Class A
NWSA
$15.6B
$482K ﹤0.01%
20,500
+18,800
+1,106% +$445K
AFL icon
1493
Aflac
AFL
$60.7B
$480K ﹤0.01%
+9,212
New +$504K
FSLR icon
1494
First Solar
FSLR
$24B
$477K ﹤0.01%
+5,001
New +$464K
HPE icon
1495
Hewlett Packard
HPE
$79.2B
$475K ﹤0.01%
33,307
-32,395
-49% -$468K
WST icon
1496
CALL
West Pharmaceutical
WST
$24.4B
$467K ﹤0.01%
1,100
-1,300
-54% -$548K
BIDU icon
1497
PUT
Baidu
BIDU
$35.5B
$461K ﹤0.01%
+3,000
New +$493K
TYL icon
1498
CALL
Tyler Technologies
TYL
$13.5B
$459K ﹤0.01%
1,000
+800
+400% +$382K
BWA icon
1499
BorgWarner
BWA
$13.8B
$457K ﹤0.01%
+12,022
New +$478K
COO icon
1500
CALL
Cooper Companies
COO
$14.9B
$455K ﹤0.01%
4,400
-1,600
-27% -$171K
58 59
60
61 62

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.