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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EG icon
1451
CALL
Everest Group
EG
$14B
$577K ﹤0.01%
+2,300
New +$590K
AMCR icon
1452
CALL
Amcor
AMCR
$21.4B
$574K ﹤0.01%
9,900
+7,780
+367% +$464K
SLG icon
1453
CALL
SL Green Realty
SLG
$4.08B
$574K ﹤0.01%
8,100
– –
NLSN
1454
CALL
DELISTED
Nielsen Holdings plc
NLSN
$570K ﹤0.01%
29,700
+9,100
+44% +$203K
AIZ icon
1455
CALL
Assurant
AIZ
$13.9B
$568K ﹤0.01%
3,600
+200
+6% +$32.3K
ALLE icon
1456
CALL
Allegion
ALLE
$14.2B
$568K ﹤0.01%
4,300
-1,100
-20% -$153K
ALLE icon
1457
Allegion
ALLE
$14.2B
$559K ﹤0.01%
+4,232
New +$588K
EXPE icon
1458
Expedia Group
EXPE
$39.4B
$552K ﹤0.01%
3,369
-4,339
-56% -$671K
D icon
1459
Dominion Energy
D
$60.3B
$550K ﹤0.01%
+7,536
New +$575K
KMI icon
1460
Kinder Morgan
KMI
$71.4B
$536K ﹤0.01%
+32,024
New +$544K
ESS icon
1461
CALL
Essex Property Trust
ESS
$18.5B
$512K ﹤0.01%
1,600
+1,400
+700% +$453K
UHS icon
1462
CALL
Universal Health Services
UHS
$10.1B
$512K ﹤0.01%
3,700
+1,800
+95% +$272K
USMV icon
1463
iShares MSCI USA Min Vol Factor ETF
USMV
$24.6B
$507K ﹤0.01%
6,900
-161,900
-96% -$12.3M
LDOS icon
1464
CALL
Leidos
LDOS
$17.9B
$500K ﹤0.01%
5,200
-2,800
-35% -$278K
FTVIU
1465
DELISTED
FinTech Acquisition Corp. VI Units
FTVIU
$500K ﹤0.01%
50,000
-20,000
-29% -$200K
XBP icon
1466
XBP Global Holdings
XBP
$33.9M
$499K ﹤0.01%
5,000
– –
CAS
1467
DELISTED
Cascade Acquisition Corp.
CAS
$499K ﹤0.01%
+50,000
New +$495K
DRE
1468
CALL
DELISTED
Duke Realty Corp.
DRE
$498K ﹤0.01%
10,400
-4,100
-28% -$207K
DNA icon
1469
Ginkgo Bioworks
DNA
$488M
$495K ﹤0.01%
+1,068
New +$520K
NDAQ icon
1470
Nasdaq
NDAQ
$54.6B
$493K ﹤0.01%
+7,659
New +$482K
EJFA
1471
DELISTED
EJF Acquisition Corp. Class A Ordinary Share
EJFA
$493K ﹤0.01%
50,000
– –
CRWD icon
1472
PUT
CrowdStrike
CRWD
$230B
$492K ﹤0.01%
+8,000
New +$516K
FRSG
1473
DELISTED
First Reserve Sustainable Growth Corp. Class A Common Stock
FRSG
$492K ﹤0.01%
50,000
– –
DOCU
1474
PUT
DocuSign
DOCU
$12.2B
$489K ﹤0.01%
+1,900
New +$547K
HLF icon
1475
Herbalife
HLF
$1.28B
$489K ﹤0.01%
11,533
-31,972
-73% -$1.58M
57 58
59
60 61

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.