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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
(+14%)
Cap. Flow
+$4.7B
Cap. Flow
% of AUM
9.32%
Top 10 Holdings %
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$115M |
| 2 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$77.9M |
| 3 |
Apple
AAPL
|
+$66.7M |
| 4 |
Amazon
AMZN
|
+$65.6M |
| 5 |
KSU
Kansas City Southern
KSU
|
+$56.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WORK
Slack Technologies, Inc.
WORK
|
+$196M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$160M |
| 3 |
MXIM
Maxim Integrated Products
MXIM
|
+$152M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$44.9M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$37.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.67% |
| 2 | Communication Services | 1.07% |
| 3 | Industrials | 0.84% |
| 4 | Healthcare | 0.66% |
| 5 | Financials | 0.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ATAQ
1426
DELISTED
Altimar Acquisition Corp III
ATAQ
| $682K | ﹤0.01% |
70,000
| – | – |
|
1427
Whirlpool
WHR
$2.79B
| $680K | ﹤0.01% |
3,334
+1,518
| +84% | +$333K |
|
1428
CALL
Henry Schein
HSIC
$10B
| $678K | ﹤0.01% |
8,900
+8,100
| +1,013% | +$623K |
|
1429
CALL
Regency Centers
REG
$14.1B
| $673K | ﹤0.01% |
10,000
-1,400
| -12% | -$92.8K |
|
1430
CALL
Quanta Services
PWR
$101B
| $672K | ﹤0.01% |
5,900
-600
| -9% | -$60.1K |
|
1431
CALL
Steris
STE
$23B
| $654K | ﹤0.01% |
3,200
-400
| -11% | -$85.6K |
|
1432
Asana
ASAN
$2.28B
| $646K | ﹤0.01% |
+6,219
| New | +$516K |
|
1433
AES
AES
$10.5B
| $645K | ﹤0.01% |
+28,239
| New | +$686K |
|
|
DISCK
1434
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
| $642K | ﹤0.01% |
26,442
+13,443
| +103% | +$359K |
|
1435
PUT
Brown & Brown
BRO
$24B
| $638K | ﹤0.01% |
+11,500
| New | +$641K |
|
1436
CALL
Raymond James Financial
RJF
$34.8B
| $623K | ﹤0.01% |
6,750
-1,050
| -13% | -$94.1K |
|
1437
PUT
JD.com
JD
$39.6B
| $621K | ﹤0.01% |
+8,600
| New | +$634K |
|
1438
PUT
Under Armour Class C
UA
$2.25B
| $620K | ﹤0.01% |
35,400
+8,900
| +34% | +$170K |
|
1439
ASML
ASML
$710B
| $610K | ﹤0.01% |
819
-1,415
| -63% | -$1.11M |
|
1440
CALL
Organon & Co
OGN
$3.6B
| $603K | ﹤0.01% |
+18,400
| New | +$589K |
|
|
BSKYU
1441
DELISTED
Big Sky Growth Partners, Inc. Unit
BSKYU
| $599K | ﹤0.01% |
60,000
| – | – |
|
1442
Alliant Energy
LNT
$18.2B
| $598K | ﹤0.01% |
+10,685
| New | +$631K |
|
1443
CALL
NiSource
NI
$20.2B
| $598K | ﹤0.01% |
24,700
+17,900
| +263% | +$446K |
|
|
PICC
1444
DELISTED
Pivotal Investment Corporation III
PICC
| $598K | ﹤0.01% |
61,435
| – | – |
|
1445
Alaska Air
ALK
$5.3B
| $595K | ﹤0.01% |
10,161
+3,585
| +55% | +$207K |
|
1446
IDEX
IEX
$17.6B
| $590K | ﹤0.01% |
+2,850
| New | +$633K |
|
1447
PUT
Atlassian
TEAM
$42.1B
| $587K | ﹤0.01% |
+1,500
| New | +$501K |
|
|
DISCK
1448
CALL
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
| $587K | ﹤0.01% |
24,200
+7,500
| +45% | +$200K |
|
|
ASZ
1449
DELISTED
Austerlitz Acquisition Corporation II
ASZ
| $585K | ﹤0.01% |
60,000
+50,000
| +500% | +$486K |
|
1450
M&T Bank
MTB
$36.6B
| $580K | ﹤0.01% |
3,885
-161,999
| -98% | -$22.5M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2021 Portfolio in Review
As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.
By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.
- Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
- Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
- Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
- Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
- Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
- Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
- Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.
Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.