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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
-$221M
Cap. Flow %
-1.19%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.94%
2 Technology 1.27%
3 Financials 1.05%
4 Healthcare 0.85%
5 Consumer Discretionary 0.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRSN icon
1426
CALL
VeriSign
VRSN
$26B
– –
-3,700
Closed -$698K
VRSN icon
1427
PUT
VeriSign
VRSN
$26B
– –
-6,800
Closed -$1.28M
VRTX icon
1428
Vertex Pharmaceuticals
VRTX
$133B
– –
-158
Closed -$32K
WK icon
1429
Workiva
WK
$3.79B
– –
-10,000
Closed -$438K
WYNN icon
1430
Wynn Resorts
WYNN
$8.35B
– –
-10,238
Closed -$1.25M
X
1431
CALL
DELISTED
US Steel
X
– –
-100,000
Closed -$1.16M
X
1432
DELISTED
US Steel
X
– –
-100,004
Closed -$1.16M
X
1433
PUT
DELISTED
US Steel
X
– –
-100,000
Closed -$1.16M
XLU icon
1434
State Street Utilities Select Sector SPDR ETF
XLU
$20.4B
– –
-4
Closed –
XLU icon
1435
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$20.4B
– –
-40,000
Closed -$1.29M
XLY icon
1436
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.6B
– –
-1,972
Closed -$119K
XLY icon
1437
PUT
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.6B
– –
-250,000
Closed -$15.1M
Z icon
1438
Zillow
Z
$6.39B
– –
-104,500
Closed -$3.12M
ZION icon
1439
Zions Bancorporation
ZION
$9.32B
– –
-5,197
Closed -$252K
NVTA
1440
PUT
DELISTED
Invitae Corporation
NVTA
– –
-10,000
Closed -$193K
CLVS
1441
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-34,668
Closed -$252K
CTXS
1442
DELISTED
Citrix Systems Inc
CTXS
– –
-5,406
Closed -$582K
FLXN
1443
PUT
DELISTED
Flexion Therapeutics, Inc.
FLXN
– –
-19,500
Closed -$267K
PFPT
1444
DELISTED
Proofpoint, Inc.
PFPT
– –
-13,904
Closed -$1.79M
AMAG
1445
PUT
DELISTED
AMAG Pharmaceuticals
AMAG
– –
-20,100
Closed -$232K
VAL
1446
PUT
DELISTED
Valaris plc Class A Ordinary Share
VAL
– –
-61,600
Closed -$296K
I
1447
DELISTED
INTELSAT S. A.
I
– –
-25,300
Closed -$577K
I
1448
PUT
DELISTED
INTELSAT S. A.
I
– –
-5,600
Closed -$128K
WAIR
1449
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
– –
-230,994
Closed -$2.54M
MDCO
1450
CALL
DELISTED
Medicines Co
MDCO
– –
-90,000
Closed -$4.5M
56 57
58
59 60

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors's Q4 2019 filing shows 189 new, 877 increased, 255 reduced and 157 closed positions. Its largest new stake was Costco: 66,964 shares worth $19.7M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $463M.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, down from 94% a quarter earlier, followed by Technology and Financials.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.