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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KIM icon
1401
CALL
Kimco Realty
KIM
$16.4B
$770K ﹤0.01%
37,100
+28,300
+322% +$605K
WRAC.U
1402
DELISTED
Williams Rowland Acquisition Corp. Units, each consisting of one share of common stock and one-half of one redeemable warrant
WRAC.U
$761K ﹤0.01%
+75,000
New +$752K
UNM icon
1403
Unum
UNM
$14.7B
$758K ﹤0.01%
30,251
+29,423
+3,554% +$779K
AOS icon
1404
CALL
A.O. Smith
AOS
$8.49B
$757K ﹤0.01%
12,400
+7,700
+164% +$538K
IP icon
1405
International Paper
IP
$21.8B
$753K ﹤0.01%
+14,227
New +$792K
GRSD
1406
Grandstand Limited Ordinary Shares
GRSD
$67.3M
$752K ﹤0.01%
+82,343
New +$719K
KEYS icon
1407
Keysight
KEYS
$60.5B
$750K ﹤0.01%
+4,568
New +$767K
TDG icon
1408
CALL
TransDigm Group
TDG
$68.9B
$749K ﹤0.01%
1,200
+1,100
+1,100% +$687K
PNW icon
1409
CALL
Pinnacle West Capital
PNW
$12.2B
$745K ﹤0.01%
10,300
+9,800
+1,960% +$777K
ZM icon
1410
PUT
Zoom
ZM
$32.2B
$732K ﹤0.01%
+2,800
New +$944K
SDAC
1411
DELISTED
Sustainable Development Acquisition I Corp. Class A Common Stock
SDAC
$732K ﹤0.01%
75,000
– –
FTPA
1412
DELISTED
FTAC Parnassus Acquisition Corp. Class A Common Stock
FTPA
$731K ﹤0.01%
75,000
– –
MLM icon
1413
Martin Marietta Materials
MLM
$32.7B
$728K ﹤0.01%
+2,130
New +$775K
LDTC
1414
DELISTED
LeddarTech
LDTC
$722K ﹤0.01%
148,030
– –
MDT icon
1415
Medtronic
MDT
$116B
$714K ﹤0.01%
5,693
+2,029
+55% +$263K
HCI icon
1416
HCI Group
HCI
$2.32B
$709K ﹤0.01%
+6,401
New +$668K
HST icon
1417
CALL
Host Hotels & Resorts
HST
$15.6B
$704K ﹤0.01%
43,100
+22,100
+105% +$358K
VNO icon
1418
Vornado Realty Trust
VNO
$7.41B
$703K ﹤0.01%
16,723
+8,410
+101% +$362K
TAP icon
1419
Molson Coors Class B
TAP
$7.85B
$702K ﹤0.01%
+15,143
New +$740K
TRV icon
1420
Travelers Companies
TRV
$77.2B
$699K ﹤0.01%
+4,597
New +$712K
BEN icon
1421
CALL
Franklin Resources
BEN
$17.2B
$698K ﹤0.01%
23,500
+19,000
+422% +$593K
SMH icon
1422
CALL
VanEck Semiconductor ETF
SMH
$72.5B
$692K ﹤0.01%
5,400
-2,000
-27% -$263K
EXR icon
1423
CALL
Extra Space Storage
EXR
$31.6B
$689K ﹤0.01%
4,100
– –
EQHA
1424
DELISTED
EQ Health Acquisition Corp.
EQHA
$687K ﹤0.01%
70,300
– –
ABMD
1425
CALL
DELISTED
Abiomed Inc
ABMD
$684K ﹤0.01%
2,100
+1,000
+91% +$339K
55 56
57
58 59

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.