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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$7.24B
Cap. Flow %
24.26%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Healthcare 0.49%
3 Energy 0.43%
4 Financials 0.42%
5 Communication Services 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYMC icon
1401
Hycroft Mining Holding Corp
HYMC
$2.48B
$197K ﹤0.01%
+2,514
New +$193K
CAG icon
1402
Conagra Brands
CAG
$7.39B
$193K ﹤0.01%
+5,319
New +$193K
SIOX
1403
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
$190K ﹤0.01%
+68,481
New +$199K
CTRA
1404
CALL
DELISTED
Coterra Energy
CTRA
$189K ﹤0.01%
11,600
-28,800
-71% -$506K
CCO icon
1405
Clear Channel Outdoor Holdings
CCO
$1.18B
$188K ﹤0.01%
+113,762
New +$143K
KIM icon
1406
PUT
Kimco Realty
KIM
$16.4B
$188K ﹤0.01%
12,500
-2,500
-17% -$33.1K
SEE
1407
CALL
DELISTED
Sealed Air
SEE
$188K ﹤0.01%
4,100
+2,100
+105% +$91K
WBA
1408
DELISTED
Walgreens Boots Alliance
WBA
$188K ﹤0.01%
4,703
-72,172
-94% -$2.8M
XEL icon
1409
Xcel Energy
XEL
$49.3B
$188K ﹤0.01%
+2,819
New +$196K
CTLT
1410
CALL
DELISTED
CATALENT, INC.
CTLT
$187K ﹤0.01%
1,800
+800
+80% +$77.5K
CERE
1411
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
$187K ﹤0.01%
+11,294
New +$147K
HYG icon
1412
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$184K ﹤0.01%
+2,105
New +$180K
BGFV
1413
DELISTED
Big 5 Sporting Goods
BGFV
$179K ﹤0.01%
+17,578
New +$156K
HOLX
1414
DELISTED
Hologic
HOLX
$179K ﹤0.01%
+2,455
New +$173K
IT icon
1415
Gartner
IT
$11.6B
$179K ﹤0.01%
+1,116
New +$161K
L icon
1416
PUT
Loews
L
$23B
$176K ﹤0.01%
+3,900
New +$157K
FLUX icon
1417
Flux Power
FLUX
$12.7M
$175K ﹤0.01%
+10,126
New +$102K
SMMT icon
1418
Summit Therapeutics
SMMT
$11.2B
$175K ﹤0.01%
+37,238
New +$158K
TYL icon
1419
CALL
Tyler Technologies
TYL
$13.5B
$175K ﹤0.01%
+400
New +$165K
KIM icon
1420
CALL
Kimco Realty
KIM
$16.4B
$171K ﹤0.01%
11,400
+2,600
+30% +$34.4K
MKTX icon
1421
CALL
MarketAxess Holdings
MKTX
$5.72B
$171K ﹤0.01%
+300
New +$163K
AMR icon
1422
Alpha Metallurgical Resources
AMR
$1.97B
$170K ﹤0.01%
+14,949
New +$134K
GPC icon
1423
Genuine Parts
GPC
$18.7B
$168K ﹤0.01%
1,671
-1,703
-50% -$167K
LBTYK icon
1424
CALL
Liberty Global Class C
LBTYK
$3.48B
$168K ﹤0.01%
7,100
– –
FBIN icon
1425
Fortune Brands Innovations
FBIN
$5.78B
$167K ﹤0.01%
+2,282
New +$166K
55 56
57
58 59

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors deployed $7.24B of net new capital in Q4 2020, opening 425 new positions and adding to 695 existing holdings. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 0.41% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $358M trimmed.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.