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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$33.9B
AUM Growth
+$4.09B
Cap. Flow
+$2.45B
Cap. Flow %
7.22%
Top 10 Hldgs %
25.91%
Holding
2,064
New
405
Increased
721
Reduced
487
Closed
425

Top Buys

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$152M
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$150M
3
AAPL icon
Apple
AAPL
+$111M
4
WORK
Slack Technologies, Inc.
WORK
+$95.5M
5
XLNX
Xilinx Inc
XLNX
+$84.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$251M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$128M
3
VAR
Varian Medical Systems, Inc.
VAR
+$113M
4
META icon
Meta Platforms (Facebook)
META
+$68.5M
5
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$50.2M

Sector Composition

Rank Sector Weight
1 Technology 1.89%
2 Communication Services 0.84%
3 Healthcare 0.82%
4 Consumer Discretionary 0.57%
5 Financials 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASPCU
1376
DELISTED
Alpha Capital Acquisition Co Unit
ASPCU
$200K ﹤0.01%
+20,000
New +$204K
ACTDU
1377
DELISTED
ArcLight Clean Transition Corp. II Unit
ACTDU
$200K ﹤0.01%
+20,000
New +$200K
EFX icon
1378
CALL
Equifax
EFX
$21.8B
$199K ﹤0.01%
1,100
-11,800
-91% -$2.08M
FRWAU
1379
DELISTED
PWP Forward Acquisition Corp. I Units
FRWAU
$199K ﹤0.01%
+20,000
New +$199K
SLAMU
1380
DELISTED
Slam Corp. Unit
SLAMU
$198K ﹤0.01%
+20,000
New +$202K
FATH
1381
DELISTED
Fathom Digital Manufacturing Corporation
FATH
$198K ﹤0.01%
+1,000
New +$198K
TRVN
1382
DELISTED
Trevena, Inc.
TRVN
$197K ﹤0.01%
176
-64
-27% -$88.5K
NTES icon
1383
CALL
NetEase
NTES
$78.5B
$196K ﹤0.01%
1,900
+500
+36% +$56.6K
CLIM
1384
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
$195K ﹤0.01%
+20,000
New +$198K
DOCU
1385
DocuSign
DOCU
$12.2B
$194K ﹤0.01%
+960
New +$223K
LW icon
1386
CALL
Lamb Weston
LW
$7.39B
$194K ﹤0.01%
2,500
-13,600
-84% -$1.07M
HZN
1387
DELISTED
Horizon Global Corporation
HZN
$193K ﹤0.01%
18,714
+6,596
+54% +$63.5K
CZR icon
1388
CALL
Caesars Entertainment
CZR
$6.04B
$192K ﹤0.01%
+2,200
New +$185K
ESS icon
1389
CALL
Essex Property Trust
ESS
$18.5B
$190K ﹤0.01%
700
-1,000
-59% -$259K
AJG icon
1390
CALL
Arthur J. Gallagher & Co
AJG
$65B
$187K ﹤0.01%
1,500
-11,200
-88% -$1.35M
SLG icon
1391
SL Green Realty
SLG
$4.08B
$187K ﹤0.01%
2,671
-2,371
-47% -$160K
ACB
1392
CALL
Aurora Cannabis
ACB
$235M
$186K ﹤0.01%
2,000
-4,750
-70% -$531K
AWK icon
1393
American Water Works
AWK
$27.1B
$186K ﹤0.01%
1,239
+872
+238% +$132K
TFC icon
1394
Truist Financial
TFC
$64.7B
$186K ﹤0.01%
+3,184
New +$175K
RF icon
1395
Regions Financial
RF
$27B
$185K ﹤0.01%
8,945
-110,475
-93% -$2.16M
XLY icon
1396
CALL
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.5B
$185K ﹤0.01%
+2,200
New +$183K
USB icon
1397
US Bancorp
USB
$102B
$183K ﹤0.01%
3,308
-189,279
-98% -$9.45M
ETWO
1398
DELISTED
E2open Parent Holdings
ETWO
$180K ﹤0.01%
+18,098
New +$185K
HSIC icon
1399
CALL
Henry Schein
HSIC
$10B
$180K ﹤0.01%
2,600
-800
-24% -$54.1K
PBCT
1400
CALL
DELISTED
People's United Financial Inc
PBCT
$179K ﹤0.01%
10,000
-2,000
-17% -$32.2K
54 55
56
57 58

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Capstone Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Capstone Investment Advisors held 2,064 positions worth $33.9B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Capstone Investment Advisors deployed $2.45B of net new capital in Q1 2021, opening 405 new positions and adding to 721 existing holdings. Its largest new stake was PG&E Corporation: 290,000 shares worth $33.1M.

By sector, the portfolio is most concentrated in Technology at 1.9% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $251M trimmed.

  • Capstone Investment Advisors's largest Q1 2021 buy was PG&E Corporation: 290,000 shares worth $33.1M.
  • Capstone Investment Advisors added most to Alexion Pharmaceuticals in Q1 2021, an estimated $152M increase.
  • Capstone Investment Advisors's biggest Q1 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $251M.
  • Capstone Investment Advisors fully exited Builders FirstSource in Q1 2021, selling an estimated $33.2M.
  • Capstone Investment Advisors's ten largest holdings make up 26% of its $33.9B portfolio in Q1 2021.
  • Capstone Investment Advisors opened 405 new positions and closed 425 in Q1 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $33.9B.

Based on Capstone Investment Advisors's 13F filing for Q1 2021, filed 17 May 2021.