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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$7.24B
Cap. Flow %
24.26%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Healthcare 0.49%
3 Energy 0.43%
4 Financials 0.42%
5 Communication Services 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLVS
1376
CALL
DELISTED
Clovis Oncology, Inc.
CLVS
$226K ﹤0.01%
+47,000
New +$238K
LCTX icon
1377
Lineage Cell Therapeutics
LCTX
$268M
$224K ﹤0.01%
+127,170
New +$178K
UA icon
1378
Under Armour Class C
UA
$2.25B
$224K ﹤0.01%
15,021
+2,949
+24% +$39.5K
IEA
1379
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
$223K ﹤0.01%
+13,447
New +$141K
BIVI icon
1380
BioVie
BIVI
$11.8M
$222K ﹤0.01%
+128
New +$128K
BHR
1381
Braemar Hotels & Resorts
BHR
$139M
$219K ﹤0.01%
+47,547
New +$167K
LBTYK icon
1382
PUT
Liberty Global Class C
LBTYK
$3.48B
$218K ﹤0.01%
9,200
– –
PR
1383
Permian Resources
PR
$17.7B
$218K ﹤0.01%
+145,446
New +$151K
WYNN icon
1384
Wynn Resorts
WYNN
$10.5B
$218K ﹤0.01%
1,932
-42,541
-96% -$3.92M
TRIP icon
1385
TripAdvisor
TRIP
$1.29B
$216K ﹤0.01%
7,511
-66,546
-90% -$1.6M
DOC icon
1386
CALL
Healthpeak Properties
DOC
$14.3B
$212K ﹤0.01%
7,000
-1,100
-14% -$32K
TA
1387
DELISTED
TravelCenters of America LLC
TA
$212K ﹤0.01%
+6,509
New +$192K
CVGI icon
1388
Commercial Vehicle Group
CVGI
$130M
$211K ﹤0.01%
+24,369
New +$176K
UAA icon
1389
CALL
Under Armour
UAA
$2.3B
$211K ﹤0.01%
12,300
-1,200
-9% -$18.3K
TFFP
1390
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
$211K ﹤0.01%
+589
New +$227K
SGEN
1391
CALL
DELISTED
Seagen Inc. Common Stock
SGEN
$210K ﹤0.01%
1,200
-2,800
-70% -$522K
ONCT
1392
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
$209K ﹤0.01%
+2,135
New +$135K
AMPE
1393
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$209K ﹤0.01%
+438
New +$144K
STE icon
1394
CALL
Steris
STE
$23B
$208K ﹤0.01%
1,100
+800
+267% +$149K
FTI icon
1395
CALL
TechnipFMC
FTI
$30.1B
$204K ﹤0.01%
29,165
-403
-1% -$2.37K
XXII
1396
22nd Century Group
XXII
$1.42M
– –
0
– –
UA icon
1397
CALL
Under Armour Class C
UA
$2.25B
$202K ﹤0.01%
13,600
+3,300
+32% +$44.2K
IPGP icon
1398
CALL
IPG Photonics
IPGP
$3.57B
$201K ﹤0.01%
900
-2,000
-69% -$401K
CHKP icon
1399
CALL
Check Point Software Technologies
CHKP
$13.7B
$199K ﹤0.01%
1,500
-3,400
-69% -$415K
ALLE icon
1400
CALL
Allegion
ALLE
$14.2B
$198K ﹤0.01%
+1,700
New +$185K
54 55
56
57 58

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors deployed $7.24B of net new capital in Q4 2020, opening 425 new positions and adding to 695 existing holdings. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 0.41% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $358M trimmed.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.