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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BYND icon
1351
Beyond Meat
BYND
$212M
– –
-25,000
Closed -$3.72M
CAR icon
1352
CALL
Avis
CAR
$4.83B
– –
-89,000
Closed -$2.52M
CAT icon
1353
Caterpillar
CAT
$396B
– –
-10,417
Closed -$1.45M
COP icon
1354
ConocoPhillips
COP
$151B
– –
-53,609
Closed -$3.15M
CUK
1355
DELISTED
Carnival PLC
CUK
– –
-334,805
Closed -$14.1M
DFS
1356
DELISTED
Discover Financial Services
DFS
$0 ﹤0.01%
1
-15
-94% -$1.24K
DHR icon
1357
Danaher
DHR
$144B
– –
-351
Closed -$44.4K
DVA icon
1358
DaVita
DVA
$11.4B
– –
-1,638
Closed -$109K
ELV icon
1359
Elevance Health
ELV
$85.4B
– –
-24,317
Closed -$6.69M
EMR icon
1360
Emerson Electric
EMR
$91.2B
– –
-286
Closed -$20.6K
ETN icon
1361
Eaton
ETN
$180B
– –
-259
Closed -$23K
ETSY icon
1362
Etsy
ETSY
$7.28B
– –
-37,274
Closed -$2.11M
EWY icon
1363
CALL
iShares MSCI South Korea ETF
EWY
$27.1B
– –
-250,000
Closed -$14.1M
EWY icon
1364
PUT
iShares MSCI South Korea ETF
EWY
$27.1B
– –
-250,000
Closed -$14.1M
EWW icon
1365
CALL
iShares MSCI Mexico ETF
EWW
$1.91B
– –
-12,200
Closed -$521K
EWW icon
1366
iShares MSCI Mexico ETF
EWW
$1.91B
– –
-7,094
Closed -$303K
EWW icon
1367
PUT
iShares MSCI Mexico ETF
EWW
$1.91B
– –
-31,000
Closed -$1.32M
EWZ icon
1368
CALL
iShares MSCI Brazil ETF
EWZ
$8.6B
– –
-100,000
Closed -$4.21M
EXAS
1369
DELISTED
Exact Sciences
EXAS
– –
-46,402
Closed -$4.19M
FBIN icon
1370
CALL
Fortune Brands Innovations
FBIN
$5.73B
– –
-2,106
Closed -$98K
FBIN icon
1371
PUT
Fortune Brands Innovations
FBIN
$5.73B
– –
-4,563
Closed -$213K
FCX icon
1372
Freeport-McMoran
FCX
$97B
– –
-147,521
Closed -$1.62M
HAIN icon
1373
PUT
Hain Celestial
HAIN
$50.2M
– –
-40,900
Closed -$878K
HCA icon
1374
HCA Healthcare
HCA
$88.8B
– –
-10,454
Closed -$1.4M
HES
1375
DELISTED
Hess
HES
– –
-2,286
Closed -$150K
53 54
55
56 57

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.