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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUMN icon
1326
Lumen
LUMN
$6.6B
$994K ﹤0.01%
80,193
+64,470
+410% +$808K
AMCR icon
1327
PUT
Amcor
AMCR
$21.4B
$993K ﹤0.01%
17,140
+11,580
+208% +$691K
PEG icon
1328
CALL
Public Service Enterprise Group
PEG
$37.8B
$993K ﹤0.01%
16,300
+2,100
+15% +$131K
IPVF
1329
DELISTED
InterPrivate III Financial Partners Inc.
IPVF
$991K ﹤0.01%
100,000
– –
TMPO
1330
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
$991K ﹤0.01%
+100,000
New +$988K
ES icon
1331
CALL
Eversource Energy
ES
$27.2B
$989K ﹤0.01%
12,100
+10,300
+572% +$894K
FSRD
1332
DELISTED
Fast Radius, Inc. Class A Common Stock
FSRD
$988K ﹤0.01%
100,000
+50,000
+100% +$492K
MACQ
1333
DELISTED
MCAP Acquisition Corporation Class A Common Stock
MACQ
$987K ﹤0.01%
100,000
– –
MCK icon
1334
McKesson
MCK
$99.9B
$985K ﹤0.01%
4,938
-8,198
-62% -$1.64M
LJAQ
1335
DELISTED
LightJump Acquisition Corporation Common Stock
LJAQ
$985K ﹤0.01%
100,000
– –
PPGH
1336
DELISTED
Poema Global Holdings Corp. Class A Ordinary Share
PPGH
$985K ﹤0.01%
100,000
– –
AME icon
1337
Ametek
AME
$58.7B
$983K ﹤0.01%
+7,930
New +$1.07M
EQD
1338
DELISTED
Equity Distribution Acquisition Corp.
EQD
$982K ﹤0.01%
100,000
– –
PRPB
1339
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$982K ﹤0.01%
100,000
– –
APA icon
1340
CALL
APA Corp
APA
$14B
$979K ﹤0.01%
45,700
+12,600
+38% +$241K
IACC
1341
DELISTED
ION Acquisition Corp 3 Ltd.
IACC
$977K ﹤0.01%
100,000
– –
FMIV
1342
DELISTED
Forum Merger IV Corporation Class A Common stock
FMIV
$976K ﹤0.01%
100,000
– –
MOND
1343
DELISTED
Mondee Holdings, Inc. Class A Common Stock
MOND
$975K ﹤0.01%
100,000
– –
JCIC
1344
DELISTED
Jack Creek Investment Corp. Class A Ordinary Shares
JCIC
$975K ﹤0.01%
100,000
– –
COVA
1345
DELISTED
COVA Acquisition Corp. Class A Ordinary Share
COVA
$975K ﹤0.01%
100,000
– –
KRNL
1346
DELISTED
Kernel Group Holdings, Inc. Class A Ordinary Shares
KRNL
$974K ﹤0.01%
100,000
– –
AFAQ
1347
DELISTED
AF Acquisition Corp
AFAQ
$974K ﹤0.01%
100,000
– –
NBST
1348
DELISTED
Newbury Street Acquisition Corporation Common Stock
NBST
$972K ﹤0.01%
100,000
– –
CVII
1349
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
$972K ﹤0.01%
100,000
– –
RUM icon
1350
RUM Group Inc
RUM
$3.74B
$971K ﹤0.01%
100,000
– –
52 53
54
55 56

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.