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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPC icon
1301
CALL
Genuine Parts
GPC
$18.7B
$1.07M ﹤0.01%
8,800
+2,100
+31% +$262K
IR icon
1302
CALL
Ingersoll Rand
IR
$32.7B
$1.06M ﹤0.01%
21,100
-1,200
-5% -$61.1K
NLSN
1303
DELISTED
Nielsen Holdings plc
NLSN
$1.06M ﹤0.01%
55,470
+37,514
+209% +$835K
MKC icon
1304
CALL
McCormick & Company Non-Voting
MKC
$14.6B
$1.06M ﹤0.01%
13,100
-2,100
-14% -$180K
RACE icon
1305
Ferrari
RACE
$72.5B
$1.05M ﹤0.01%
+5,000
New +$1.07M
CTRA
1306
CALL
DELISTED
Coterra Energy
CTRA
$1.04M ﹤0.01%
48,000
+21,300
+80% +$365K
AFTR.U
1307
DELISTED
AfterNext HealthTech Acquisition Corp Units
AFTR.U
$1.04M ﹤0.01%
+104,500
New +$1.04M
CHTR icon
1308
Charter Communications
CHTR
$18.7B
$1.03M ﹤0.01%
+1,416
New +$1.07M
PTC icon
1309
CALL
PTC
PTC
$16.7B
$1.03M ﹤0.01%
8,600
+7,900
+1,129% +$1.05M
EDU icon
1310
CALL
New Oriental
EDU
$8.33B
$1.02M ﹤0.01%
50,000
– –
ESM
1311
DELISTED
ESM Acquisition Corporation
ESM
$1.02M ﹤0.01%
105,000
– –
APTV icon
1312
Aptiv
APTV
$10.2B
$1.02M ﹤0.01%
+6,871
New +$1.07M
GAP
1313
CALL
The Gap Inc
GAP
$7.34B
$1.02M ﹤0.01%
45,000
+600
+1% +$16.6K
GGPI
1314
DELISTED
Gores Guggenheim, Inc. Class A Common Stock
GGPI
$1.02M ﹤0.01%
+100,000
New +$995K
CMS icon
1315
CALL
CMS Energy
CMS
$22.1B
$1.01M ﹤0.01%
16,900
+10,900
+182% +$680K
PNW icon
1316
Pinnacle West Capital
PNW
$12.2B
$1.01M ﹤0.01%
+13,941
New +$1.1M
ENTG icon
1317
Entegris
ENTG
$25B
$1.01M ﹤0.01%
+8,010
New +$966K
CTVA icon
1318
Corteva
CTVA
$50.6B
$1.01M ﹤0.01%
23,909
-10,232
-30% -$443K
RGEN icon
1319
Repligen
RGEN
$9.45B
$1M ﹤0.01%
+3,473
New +$891K
SAFM
1320
DELISTED
Sanderson Farms Inc
SAFM
$1M ﹤0.01%
+5,335
New +$1.01M
GE icon
1321
GE Aerospace
GE
$374B
$1M ﹤0.01%
+15,630
New +$1M
FINM
1322
DELISTED
Marlin Technology Corporation Class A Ordinary Share
FINM
$1M ﹤0.01%
102,693
– –
SIC
1323
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$1M ﹤0.01%
+69,328
New +$881K
BBLN
1324
DELISTED
Babylon Holdings Limited
BBLN
$997K ﹤0.01%
4,000
– –
CAG icon
1325
Conagra Brands
CAG
$7.39B
$994K ﹤0.01%
29,335
+15,033
+105% +$509K
51 52
53
54 55

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.