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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATSPT
1276
DELISTED
Archimedes Tech SPAC Partners Co. Subunit
ATSPT
$1.17M ﹤0.01%
120,000
– –
BF.B icon
1277
PUT
Brown-Forman Class B
BF.B
$12.9B
$1.17M ﹤0.01%
17,500
-23,800
-58% -$1.68M
XYL icon
1278
CALL
Xylem
XYL
$28.1B
$1.16M ﹤0.01%
9,400
+7,100
+309% +$914K
BKKT icon
1279
Bakkt Inc
BKKT
$331M
$1.16M ﹤0.01%
+4,584
New +$1.15M
CMA
1280
CALL
DELISTED
Comerica
CMA
$1.16M ﹤0.01%
14,400
+7,000
+95% +$504K
BIOT
1281
DELISTED
Biotech Acquisition Company Class A Ordinary Shares
BIOT
$1.15M ﹤0.01%
+118,426
New +$1.15M
SPAQ
1282
DELISTED
Spartan Acquisition Corp. III
SPAQ
$1.15M ﹤0.01%
116,300
– –
EXPD icon
1283
CALL
Expeditors International
EXPD
$24.3B
$1.14M ﹤0.01%
9,600
+1,900
+25% +$238K
HII icon
1284
PUT
Huntington Ingalls Industries
HII
$12.8B
$1.14M ﹤0.01%
5,900
+3,800
+181% +$769K
EMN icon
1285
CALL
Eastman Chemical
EMN
$8.43B
$1.14M ﹤0.01%
11,300
+4,300
+61% +$474K
ALK icon
1286
CALL
Alaska Air
ALK
$5.3B
$1.14M ﹤0.01%
19,400
+9,200
+90% +$530K
DTE icon
1287
CALL
DTE Energy
DTE
$29B
$1.13M ﹤0.01%
10,100
+9,747
+2,761% +$1.14M
INCY icon
1288
CALL
Incyte
INCY
$24.4B
$1.13M ﹤0.01%
16,400
+4,200
+34% +$319K
MAA icon
1289
CALL
Mid-America Apartment Communities
MAA
$15.6B
$1.12M ﹤0.01%
6,000
+2,000
+50% +$375K
AAL icon
1290
American Airlines Group
AAL
$9.97B
$1.11M ﹤0.01%
54,251
+16,870
+45% +$342K
SOFI icon
1291
SoFi Technologies
SOFI
$23.8B
$1.11M ﹤0.01%
+70,014
New +$1.1M
ROKU icon
1292
PUT
Roku
ROKU
$22.9B
$1.1M ﹤0.01%
+3,500
New +$1.32M
TFX icon
1293
CALL
Teleflex
TFX
$5.82B
$1.09M ﹤0.01%
2,900
+1,200
+71% +$467K
UAA icon
1294
PUT
Under Armour
UAA
$2.3B
$1.09M ﹤0.01%
54,100
+500
+0.9% +$11.1K
PTC icon
1295
PTC
PTC
$16.7B
$1.09M ﹤0.01%
+9,087
New +$1.21M
UDR icon
1296
CALL
UDR
UDR
$12.2B
$1.09M ﹤0.01%
20,500
+16,000
+356% +$855K
MHK icon
1297
CALL
Mohawk Industries
MHK
$9.42B
$1.08M ﹤0.01%
6,100
+1,200
+24% +$233K
RL icon
1298
CALL
Ralph Lauren
RL
$23.1B
$1.08M ﹤0.01%
9,700
+1,800
+23% +$208K
OGN icon
1299
PUT
Organon & Co
OGN
$3.6B
$1.08M ﹤0.01%
+32,800
New +$1.05M
DOC icon
1300
CALL
Healthpeak Properties
DOC
$14.3B
$1.07M ﹤0.01%
31,900
+16,000
+101% +$566K
50 51
52
53 54

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.