We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$7.24B
Cap. Flow %
24.26%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Healthcare 0.49%
3 Energy 0.43%
4 Financials 0.42%
5 Communication Services 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BR icon
1276
CALL
Broadridge
BR
$19.6B
$352K ﹤0.01%
+2,300
New +$334K
NOG icon
1277
Northern Oil and Gas
NOG
$2.61B
$352K ﹤0.01%
+40,193
New +$249K
VUZI icon
1278
Vuzix
VUZI
$220M
$351K ﹤0.01%
+38,621
New +$193K
BLNK icon
1279
Blink Charging
BLNK
$87.1M
$348K ﹤0.01%
+8,146
New +$161K
DVN icon
1280
CALL
Devon Energy
DVN
$48.8B
$348K ﹤0.01%
22,000
-13,000
-37% -$161K
IQV icon
1281
IQVIA
IQV
$39.8B
$347K ﹤0.01%
+1,936
New +$326K
HBI
1282
CALL
DELISTED
Hanesbrands
HBI
$341K ﹤0.01%
23,400
+17,200
+277% +$259K
LEG icon
1283
CALL
Leggett & Platt
LEG
$1.32B
$341K ﹤0.01%
7,700
-1,700
-18% -$72.9K
WST icon
1284
CALL
West Pharmaceutical
WST
$24.4B
$340K ﹤0.01%
+1,200
New +$337K
GD icon
1285
General Dynamics
GD
$106B
$338K ﹤0.01%
2,274
-2,066
-48% -$302K
MELI icon
1286
PUT
Mercado Libre
MELI
$92.7B
$335K ﹤0.01%
200
-900
-82% -$1.27M
POOL icon
1287
CALL
Pool Corp
POOL
$7.29B
$335K ﹤0.01%
+900
New +$314K
CBRE icon
1288
CBRE Group
CBRE
$44B
$333K ﹤0.01%
+5,312
New +$300K
SGEN
1289
PUT
DELISTED
Seagen Inc. Common Stock
SGEN
$333K ﹤0.01%
1,900
-8,600
-82% -$1.6M
CINF icon
1290
CALL
Cincinnati Financial
CINF
$26.5B
$332K ﹤0.01%
+3,800
New +$303K
EQR icon
1291
Equity Residential
EQR
$24.7B
$332K ﹤0.01%
5,596
-98
-2% -$5.54K
SURF
1292
DELISTED
Surface Oncology, Inc. Common Stock
SURF
$332K ﹤0.01%
+35,967
New +$313K
HBAN icon
1293
CALL
Huntington Bancshares
HBAN
$35.9B
$330K ﹤0.01%
26,100
-14,300
-35% -$163K
HGEN
1294
DELISTED
HUMANIGEN, INC.
HGEN
$330K ﹤0.01%
+18,873
New +$226K
QEP
1295
DELISTED
QEP RESOURCES, INC.
QEP
$328K ﹤0.01%
+137,083
New +$203K
VLDR
1296
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$326K ﹤0.01%
+14,298
New +$243K
RIDE
1297
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$323K ﹤0.01%
+1,072
New +$337K
FRC
1298
CALL
DELISTED
First Republic Bank
FRC
$323K ﹤0.01%
+2,200
New +$286K
SFT
1299
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$322K ﹤0.01%
+3,898
New +$361K
LLY icon
1300
Eli Lilly
LLY
$1.08T
$321K ﹤0.01%
1,904
-20,477
-91% -$3.06M
50 51
52
53 54

Similar funds

Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Alkeon Capital Management
Alkeon Capital Management New York $59.5B AUM 51.63% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
Brown Advisory
Brown Advisory Baltimore, Maryland $60.9B AUM 15.24% 1-Year Est. Return
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return
Ensign Peak Advisors
Ensign Peak Advisors Salt Lake City, Utah $53.7B AUM 29.47% 1-Year Est. Return

Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors deployed $7.24B of net new capital in Q4 2020, opening 425 new positions and adding to 695 existing holdings. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 0.41% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $358M trimmed.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.