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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NI icon
1276
CALL
NiSource
NI
$20.2B
$89K ﹤0.01%
3,200
– –
FLIR
1277
CALL
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$89K ﹤0.01%
1,700
-1,200
-41% -$63.5K
WU icon
1278
CALL
Western Union
WU
$2.16B
$86K ﹤0.01%
+3,200
New +$83K
NTRS icon
1279
CALL
Northern Trust
NTRS
$34.9B
$85K ﹤0.01%
800
-1,300
-62% -$133K
ARE icon
1280
CALL
Alexandria Real Estate Equities
ARE
$8.27B
$81K ﹤0.01%
500
-1,400
-74% -$221K
EMN icon
1281
Eastman Chemical
EMN
$8.34B
$81K ﹤0.01%
+1,018
New +$78.3K
PLD icon
1282
CALL
Prologis
PLD
$133B
$80K ﹤0.01%
900
-1,700
-65% -$151K
FOXA icon
1283
Fox Class A
FOXA
$26.2B
$79K ﹤0.01%
+2,144
New +$73.4K
FITB
1284
Fifth Third Bancorp
FITB
$52.4B
$75K ﹤0.01%
2,434
-18,266
-88% -$535K
LYB icon
1285
LyondellBasell Industries
LYB
$20.4B
$69K ﹤0.01%
735
+81
+12% +$7.42K
MAT icon
1286
Mattel
MAT
$4.28B
$68K ﹤0.01%
5,033
-3,290
-40% -$39K
BHF icon
1287
CALL
Brighthouse Financial
BHF
$3.42B
$67K ﹤0.01%
1,700
-200
-11% -$7.87K
PKG icon
1288
CALL
Packaging Corp of America
PKG
$22.9B
$67K ﹤0.01%
600
-2,600
-81% -$287K
PNW icon
1289
Pinnacle West Capital
PNW
$12.2B
$67K ﹤0.01%
+742
New +$66.9K
LEG icon
1290
CALL
Leggett & Platt
LEG
$1.28B
$66K ﹤0.01%
+1,300
New +$63.7K
LUV icon
1291
Southwest Airlines
LUV
$22B
$66K ﹤0.01%
+1,219
New +$67.6K
PFG icon
1292
Principal Financial Group
PFG
$24.2B
$59K ﹤0.01%
+1,064
New +$58.2K
MDCO
1293
DELISTED
Medicines Co
MDCO
$59K ﹤0.01%
700
-30,600
-98% -$2.04M
BPY
1294
CALL
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$58K ﹤0.01%
3,200
– –
FLS icon
1295
Flowserve
FLS
$10.2B
$54K ﹤0.01%
+1,076
New +$51.5K
CHD icon
1296
Church & Dwight Co
CHD
$24.2B
$51K ﹤0.01%
+728
New +$51.7K
EQT icon
1297
CALL
EQT Corp
EQT
$33.7B
$48K ﹤0.01%
4,400
– –
SCHW
1298
Charles Schwab
SCHW
$188B
$48K ﹤0.01%
1,006
-24,198
-96% -$1.07M
WRK
1299
DELISTED
WestRock Company
WRK
$48K ﹤0.01%
+1,112
New +$43.4K
INST
1300
CALL
DELISTED
Instructure, Inc.
INST
$48K ﹤0.01%
+1,000
New +$46.9K
50 51
52
53 54

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.