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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
(+14%)
Cap. Flow
+$4.7B
Cap. Flow
% of AUM
9.32%
Top 10 Holdings %
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$115M |
| 2 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$77.9M |
| 3 |
Apple
AAPL
|
+$66.7M |
| 4 |
Amazon
AMZN
|
+$65.6M |
| 5 |
KSU
Kansas City Southern
KSU
|
+$56.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WORK
Slack Technologies, Inc.
WORK
|
+$196M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$160M |
| 3 |
MXIM
Maxim Integrated Products
MXIM
|
+$152M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$44.9M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$37.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.67% |
| 2 | Communication Services | 1.07% |
| 3 | Industrials | 0.84% |
| 4 | Healthcare | 0.66% |
| 5 | Financials | 0.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1251
PUT
iShares Biotechnology ETF
IBB
$9.77B
| $1.29M | ﹤0.01% |
8,000
-35,000
| -81% | -$5.89M |
|
1252
Lamb Weston
LW
$7.39B
| $1.29M | ﹤0.01% |
+21,054
| New | +$1.43M |
|
|
PPL
1253
PPL Corp
PPL
$26.8B
| $1.29M | ﹤0.01% |
46,152
+14,711
| +47% | +$424K |
|
1254
CALL
Ameren
AEE
$30.2B
| $1.27M | ﹤0.01% |
15,700
+8,000
| +104% | +$682K |
|
1255
CALL
FMC
FMC
$1.27B
| $1.26M | ﹤0.01% |
13,800
+9,000
| +188% | +$888K |
|
1256
CALL
BorgWarner
BWA
$13.8B
| $1.25M | ﹤0.01% |
32,944
+12,269
| +59% | +$488K |
|
1257
CarMax
KMX
$8.52B
| $1.25M | ﹤0.01% |
+9,733
| New | +$1.3M |
|
1258
Aurora
AUR
$13.4B
| $1.24M | ﹤0.01% |
+125,241
| New | +$1.24M |
|
|
OLPX
1259
DELISTED
Olaplex Holdings
OLPX
| $1.24M | ﹤0.01% |
+50,566
| New | +$1.24M |
|
1260
CALL
Evergy
EVRG
$19.3B
| $1.23M | ﹤0.01% |
19,800
-11,600
| -37% | -$761K |
|
1261
CALL
DXC Technology
DXC
$1.79B
| $1.23M | ﹤0.01% |
36,500
+10,100
| +38% | +$382K |
|
1262
CALL
Invesco
IVZ
$14.3B
| $1.23M | ﹤0.01% |
50,900
+18,700
| +58% | +$468K |
|
1263
PUT
MarketAxess Holdings
MKTX
$5.72B
| $1.22M | ﹤0.01% |
+2,900
| New | +$1.33M |
|
|
TBCP
1264
DELISTED
Thunder Bridge Capital Partners III Inc. Class A Common Stock
TBCP
| $1.22M | ﹤0.01% |
124,800
| – | – |
|
1265
Royal Caribbean
RCL
$82.9B
| $1.21M | ﹤0.01% |
13,602
-12,975
| -49% | -$1.05M |
|
1266
J.M. Smucker
SJM
$12.9B
| $1.2M | ﹤0.01% |
+10,014
| New | +$1.27M |
|
1267
Capital One
COF
$137B
| $1.19M | ﹤0.01% |
7,330
-13,662
| -65% | -$2.23M |
|
1268
Western Union
WU
$2.34B
| $1.19M | ﹤0.01% |
58,722
+31,871
| +119% | +$704K |
|
1269
Packaging Corp of America
PKG
$22.9B
| $1.19M | ﹤0.01% |
8,630
+5,541
| +179% | +$790K |
|
1270
Ball Corp
BALL
$16.4B
| $1.18M | ﹤0.01% |
13,154
-25,692
| -66% | -$2.28M |
|
1271
CALL
Lumen
LUMN
$6.6B
| $1.18M | ﹤0.01% |
95,400
+36,000
| +61% | +$451K |
|
|
HLTH
1272
DELISTED
Cue Health Inc. Common Stock
HLTH
| $1.18M | ﹤0.01% |
+100,100
| New | +$1.58M |
|
1273
CALL
Jack Henry & Associates
JKHY
$11.1B
| $1.18M | ﹤0.01% |
7,200
-1,400
| -16% | -$241K |
|
|
STMP
1274
DELISTED
Stamps.com, Inc.
STMP
| $1.18M | ﹤0.01% |
+3,579
| New | +$1.14M |
|
1275
A.O. Smith
AOS
$8.49B
| $1.18M | ﹤0.01% |
+19,303
| New | +$1.35M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2021 Portfolio in Review
As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.
By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.
- Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
- Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
- Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
- Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
- Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
- Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
- Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.
Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.