We are live on
!
Find out more
Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
(+14%)
Cap. Flow
+$4.7B
Cap. Flow
% of AUM
9.32%
Top 10 Holdings %
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$115M |
| 2 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$77.9M |
| 3 |
Apple
AAPL
|
+$66.7M |
| 4 |
Amazon
AMZN
|
+$65.6M |
| 5 |
KSU
Kansas City Southern
KSU
|
+$56.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WORK
Slack Technologies, Inc.
WORK
|
+$196M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$160M |
| 3 |
MXIM
Maxim Integrated Products
MXIM
|
+$152M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$44.9M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$37.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.67% |
| 2 | Communication Services | 1.07% |
| 3 | Industrials | 0.84% |
| 4 | Healthcare | 0.66% |
| 5 | Financials | 0.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1226
CALL
F5
FFIV
$23.6B
| $1.45M | ﹤0.01% |
7,300
+2,000
| +38% | +$400K |
|
1227
CALL
The Mosaic Company
MOS
$6.92B
| $1.45M | ﹤0.01% |
40,500
-7,200
| -15% | -$230K |
|
1228
CALL
IDEX
IEX
$17.6B
| $1.43M | ﹤0.01% |
6,900
+5,800
| +527% | +$1.29M |
|
1229
CALL
Roper Technologies
ROP
$39.3B
| $1.43M | ﹤0.01% |
3,200
-1,500
| -32% | -$719K |
|
1230
Southwest Airlines
LUV
$22B
| $1.42M | ﹤0.01% |
27,675
-36,779
| -57% | -$1.86M |
|
1231
Universal Health Services
UHS
$10.1B
| $1.42M | ﹤0.01% |
+10,274
| New | +$1.56M |
|
1232
Eastman Chemical
EMN
$8.43B
| $1.41M | ﹤0.01% |
+13,956
| New | +$1.54M |
|
1233
CALL
Broadridge
BR
$19.6B
| $1.4M | ﹤0.01% |
8,400
+700
| +9% | +$119K |
|
1234
CALL
Entergy
ETR
$49.9B
| $1.4M | ﹤0.01% |
28,200
+3,200
| +13% | +$171K |
|
1235
PUT
Franklin Resources
BEN
$17.2B
| $1.39M | ﹤0.01% |
46,900
+38,300
| +445% | +$1.19M |
|
1236
CALL
Packaging Corp of America
PKG
$22.9B
| $1.39M | ﹤0.01% |
10,100
+5,100
| +102% | +$727K |
|
1237
Eversource Energy
ES
$27.2B
| $1.37M | ﹤0.01% |
+16,795
| New | +$1.46M |
|
1238
CALL
AstraZeneca
AZN
$244B
| $1.37M | ﹤0.01% |
+11,400
| New | +$1.33M |
|
1239
Marathon Petroleum
MPC
$100B
| $1.37M | ﹤0.01% |
22,114
+11,803
| +114% | +$679K |
|
1240
Quest Diagnostics
DGX
$26.1B
| $1.36M | ﹤0.01% |
9,385
+5,435
| +138% | +$795K |
|
1241
Consolidated Edison
ED
$40.1B
| $1.36M | ﹤0.01% |
18,775
-10,484
| -36% | -$783K |
|
1242
CALL
Cincinnati Financial
CINF
$26.5B
| $1.36M | ﹤0.01% |
11,900
+6,000
| +102% | +$712K |
|
1243
CALL
J.M. Smucker
SJM
$12.9B
| $1.36M | ﹤0.01% |
11,300
+10,300
| +1,030% | +$1.31M |
|
|
GAP
1244
The Gap Inc
GAP
$7.34B
| $1.35M | ﹤0.01% |
+59,691
| New | +$1.65M |
|
|
HBI
1245
CALL
DELISTED
Hanesbrands
HBI
| $1.34M | ﹤0.01% |
77,900
+23,200
| +42% | +$435K |
|
1246
Tapestry
TPR
$25.9B
| $1.34M | ﹤0.01% |
+36,098
| New | +$1.49M |
|
1247
Ford
F
$55.4B
| $1.33M | ﹤0.01% |
93,684
-134,183
| -59% | -$1.83M |
|
1248
McCormick & Company Non-Voting
MKC
$14.6B
| $1.31M | ﹤0.01% |
+16,127
| New | +$1.38M |
|
1249
PUT
IPG Photonics
IPGP
$3.57B
| $1.3M | ﹤0.01% |
8,200
+6,700
| +447% | +$1.23M |
|
|
SIVB
1250
CALL
DELISTED
SVB Financial Group
SIVB
| $1.29M | ﹤0.01% |
2,000
+700
| +54% | +$406K |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2021 Portfolio in Review
As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.
By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.
- Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
- Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
- Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
- Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
- Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
- Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
- Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.
Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.