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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVA icon
1201
CALL
DaVita
DVA
$11.4B
$1.55M ﹤0.01%
13,300
+4,000
+43% +$501K
FRT icon
1202
PUT
Federal Realty Investment Trust
FRT
$10.3B
$1.55M ﹤0.01%
13,100
-3,500
-21% -$415K
GL icon
1203
PUT
Globe Life
GL
$14B
$1.54M ﹤0.01%
17,300
+100
+0.6% +$9.35K
LYB icon
1204
LyondellBasell Industries
LYB
$20.2B
$1.54M ﹤0.01%
16,370
+15,740
+2,498% +$1.54M
CF icon
1205
CALL
CF Industries
CF
$17.7B
$1.53M ﹤0.01%
27,500
+1,500
+6% +$72K
MDLA
1206
DELISTED
Medallia, Inc.
MDLA
$1.53M ﹤0.01%
+45,240
New +$1.51M
XYL icon
1207
Xylem
XYL
$28.1B
$1.53M ﹤0.01%
+12,382
New +$1.59M
CAH icon
1208
CALL
Cardinal Health
CAH
$53.8B
$1.51M ﹤0.01%
30,600
-5,900
-16% -$320K
DOV icon
1209
CALL
Dover
DOV
$27.8B
$1.51M ﹤0.01%
9,700
+2,800
+41% +$464K
ZM icon
1210
Zoom
ZM
$32.2B
$1.51M ﹤0.01%
+5,768
New +$1.94M
LCAA
1211
DELISTED
L Catterton Asia Acquisition Corp Class A Ordinary Shares
LCAA
$1.51M ﹤0.01%
155,000
– –
EEFT icon
1212
Euronet Worldwide
EEFT
$2.78B
$1.49M ﹤0.01%
11,700
– –
CHD icon
1213
Church & Dwight Co
CHD
$24B
$1.48M ﹤0.01%
17,975
+8,015
+80% +$679K
BABA icon
1214
PUT
Alibaba
BABA
$293B
$1.48M ﹤0.01%
+10,000
New +$1.82M
ARE icon
1215
Alexandria Real Estate Equities
ARE
$8.33B
$1.48M ﹤0.01%
+7,738
New +$1.54M
AME icon
1216
CALL
Ametek
AME
$58.7B
$1.48M ﹤0.01%
11,900
-2,900
-20% -$390K
PVH icon
1217
CALL
PVH
PVH
$3.77B
$1.47M ﹤0.01%
14,300
+400
+3% +$43.1K
KIM icon
1218
PUT
Kimco Realty
KIM
$16.4B
$1.47M ﹤0.01%
70,800
+58,900
+495% +$1.26M
EOCW.U
1219
DELISTED
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
$1.47M ﹤0.01%
145,000
-55,000
-28% -$550K
CLRM
1220
DELISTED
Clarim Acquisition Corp. Class A Common Stock
CLRM
$1.47M ﹤0.01%
150,000
– –
RBOT.WS
1221
DELISTED
Vicarious Surgical Inc Warrants
RBOT.WS
$1.46M ﹤0.01%
+661,700
New +$1.34M
MIT
1222
DELISTED
Mason Industrial Technology, Inc.
MIT
$1.46M ﹤0.01%
150,000
– –
IRAA
1223
DELISTED
Iris Acquisition Corp Class A Common Stock
IRAA
$1.46M ﹤0.01%
150,000
– –
AILE
1224
DELISTED
iLearningEngines, Inc. Common Stock
AILE
$1.46M ﹤0.01%
150,000
– –
TRCA
1225
DELISTED
Twin Ridge Capital Acquisition Corp.
TRCA
$1.46M ﹤0.01%
150,000
– –
47 48
49
50 51

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.