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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPB icon
1176
CALL
Campbell Soup
CPB
$6.94B
$1.7M ﹤0.01%
40,600
+9,300
+30% +$404K
TYL icon
1177
PUT
Tyler Technologies
TYL
$13.5B
$1.7M ﹤0.01%
3,700
+3,300
+825% +$1.58M
NWSA icon
1178
PUT
News Corp Class A
NWSA
$15.6B
$1.69M ﹤0.01%
71,900
+60,700
+542% +$1.44M
LNC icon
1179
CALL
Lincoln National
LNC
$8.67B
$1.68M ﹤0.01%
24,500
+10,600
+76% +$692K
ZION icon
1180
CALL
Zions Bancorporation
ZION
$10.5B
$1.68M ﹤0.01%
27,100
+9,100
+51% +$500K
NCLH icon
1181
CALL
Norwegian Cruise Line
NCLH
$8.98B
$1.66M ﹤0.01%
62,100
+500
+0.8% +$12.7K
JPM icon
1182
JPMorgan Chase
JPM
$965B
$1.66M ﹤0.01%
10,127
+4,608
+83% +$722K
ASPC
1183
DELISTED
Alpha Capital Acquisition Co
ASPC
$1.65M ﹤0.01%
170,000
– –
CB icon
1184
Chubb
CB
$133B
$1.65M ﹤0.01%
9,529
-8,825
-48% -$1.55M
XOM icon
1185
ExxonMobil
XOM
$652B
$1.65M ﹤0.01%
28,064
-6,191
-18% -$353K
WEC icon
1186
CALL
WEC Energy
WEC
$35.9B
$1.65M ﹤0.01%
18,700
+15,700
+523% +$1.47M
JCI icon
1187
Johnson Controls International
JCI
$91.7B
$1.63M ﹤0.01%
+23,865
New +$1.72M
DPZ icon
1188
CALL
Domino's
DPZ
$11.6B
$1.62M ﹤0.01%
3,400
+900
+36% +$456K
CNP icon
1189
CALL
CenterPoint Energy
CNP
$26.7B
$1.62M ﹤0.01%
65,800
+18,200
+38% +$466K
LUCK
1190
Lucky Strike Entertainment
LUCK
$930M
$1.6M ﹤0.01%
160,000
– –
DISA
1191
DELISTED
Disruptive Acquisition Corporation I Class A Ordinary Shares
DISA
$1.59M ﹤0.01%
164,000
– –
DINO icon
1192
PUT
HF Sinclair
DINO
$16.3B
$1.58M ﹤0.01%
47,700
-3,800
-7% -$116K
TAP icon
1193
CALL
Molson Coors Class B
TAP
$7.85B
$1.58M ﹤0.01%
34,000
+7,800
+30% +$381K
HBAN icon
1194
CALL
Huntington Bancshares
HBAN
$35.9B
$1.57M ﹤0.01%
101,400
+48,700
+92% +$717K
KSS icon
1195
PUT
Kohl's
KSS
$2.22B
$1.57M ﹤0.01%
+33,300
New +$1.78M
FOXA icon
1196
CALL
Fox Class A
FOXA
$27.5B
$1.56M ﹤0.01%
39,000
+15,500
+66% +$571K
TSPQ
1197
DELISTED
TCW Special Purpose Acquisition Corp.
TSPQ
$1.56M ﹤0.01%
159,800
– –
CPAY icon
1198
Corpay
CPAY
$27.9B
$1.56M ﹤0.01%
5,960
-9,596
-62% -$2.48M
AVY icon
1199
CALL
Avery Dennison
AVY
$13.6B
$1.55M ﹤0.01%
7,500
+3,800
+103% +$815K
HWM icon
1200
CALL
Howmet Aerospace
HWM
$113B
$1.55M ﹤0.01%
49,600
+20,100
+68% +$647K
46 47
48
49 50

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.