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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLXN
1151
PUT
DELISTED
Flexion Therapeutics, Inc.
FLXN
$267K ﹤0.01%
19,500
– –
AOS icon
1152
PUT
A.O. Smith
AOS
$8.49B
$258K ﹤0.01%
+5,400
New +$250K
TAP icon
1153
Molson Coors Class B
TAP
$7.85B
$258K ﹤0.01%
4,481
-3,350
-43% -$182K
JNPR
1154
DELISTED
Juniper Networks
JNPR
$257K ﹤0.01%
10,398
-3,682
-26% -$92.6K
NI icon
1155
PUT
NiSource
NI
$20.2B
$257K ﹤0.01%
+8,600
New +$252K
HII icon
1156
CALL
Huntington Ingalls Industries
HII
$12.8B
$254K ﹤0.01%
1,200
– –
ATO icon
1157
CALL
Atmos Energy
ATO
$28.7B
$251K ﹤0.01%
+2,200
New +$241K
AMRN
1158
Amarin Corp
AMRN
$299M
$250K ﹤0.01%
+825
New +$288K
NTES icon
1159
NetEase
NTES
$78.5B
$248K ﹤0.01%
+4,650
New +$237K
NBL
1160
DELISTED
Noble Energy, Inc.
NBL
$247K ﹤0.01%
11,009
-14,103
-56% -$314K
AJG icon
1161
PUT
Arthur J. Gallagher & Co
AJG
$65B
$242K ﹤0.01%
+2,700
New +$243K
RSG icon
1162
CALL
Republic Services
RSG
$65.9B
$242K ﹤0.01%
+2,800
New +$246K
RSG icon
1163
PUT
Republic Services
RSG
$65.9B
$242K ﹤0.01%
+2,800
New +$246K
LNC icon
1164
Lincoln National
LNC
$8.67B
$238K ﹤0.01%
3,949
+1,127
+40% +$67.4K
UHS icon
1165
CALL
Universal Health Services
UHS
$10.1B
$238K ﹤0.01%
1,600
+1,200
+300% +$172K
LW icon
1166
CALL
Lamb Weston
LW
$7.39B
$233K ﹤0.01%
3,200
+3,000
+1,500% +$206K
ANET icon
1167
Arista Networks
ANET
$257B
$232K ﹤0.01%
15,520
+10,944
+239% +$169K
BKR icon
1168
Baker Hughes
BKR
$63B
$232K ﹤0.01%
10,007
-13,979
-58% -$328K
AMAG
1169
PUT
DELISTED
AMAG Pharmaceuticals
AMAG
$232K ﹤0.01%
+20,100
New +$212K
ZION icon
1170
Zions Bancorporation
ZION
$10.5B
$231K ﹤0.01%
5,197
-2,269
-30% -$98.1K
HSIC icon
1171
CALL
Henry Schein
HSIC
$10B
$229K ﹤0.01%
+3,600
New +$233K
BPY
1172
PUT
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$229K ﹤0.01%
11,300
– –
PLD icon
1173
CALL
Prologis
PLD
$134B
$222K ﹤0.01%
+2,600
New +$215K
LEG icon
1174
PUT
Leggett & Platt
LEG
$1.32B
$221K ﹤0.01%
+5,400
New +$212K
CL icon
1175
Colgate-Palmolive
CL
$74.1B
$219K ﹤0.01%
2,979
-8,838
-75% -$641K
45 46
47
48 49

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.