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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
(+14%)
Cap. Flow
+$4.7B
Cap. Flow
% of AUM
9.32%
Top 10 Holdings %
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$115M |
| 2 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$77.9M |
| 3 |
Apple
AAPL
|
+$66.7M |
| 4 |
Amazon
AMZN
|
+$65.6M |
| 5 |
KSU
Kansas City Southern
KSU
|
+$56.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WORK
Slack Technologies, Inc.
WORK
|
+$196M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$160M |
| 3 |
MXIM
Maxim Integrated Products
MXIM
|
+$152M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$44.9M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$37.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.67% |
| 2 | Communication Services | 1.07% |
| 3 | Industrials | 0.84% |
| 4 | Healthcare | 0.66% |
| 5 | Financials | 0.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BSLK
1126
DELISTED
Bolt Projects Holdings
BSLK
| $1.96M | ﹤0.01% |
10,000
| – | – |
|
|
CLAA
1127
DELISTED
Colonnade Acquisition Corp. II
CLAA
| $1.96M | ﹤0.01% |
200,000
| – | – |
|
1128
CALL
NRG Energy
NRG
$25.2B
| $1.95M | ﹤0.01% |
47,800
+1,500
| +3% | +$63.8K |
|
|
BITE
1129
DELISTED
Bite Acquisition Corp.
BITE
| $1.95M | ﹤0.01% |
200,000
| – | – |
|
1130
CALL
Baker Hughes
BKR
$63B
| $1.94M | ﹤0.01% |
78,600
+31,700
| +68% | +$706K |
|
1131
Envoy Medical
COCH
$57.6M
| $1.94M | ﹤0.01% |
200,000
| – | – |
|
1132
Spectral AI
MDAI
$55.7M
| $1.94M | ﹤0.01% |
200,000
| – | – |
|
|
FSNB
1133
DELISTED
Fusion Acquisition Corp. II
FSNB
| $1.94M | ﹤0.01% |
200,000
| – | – |
|
|
AONC
1134
DELISTED
American Oncology Network, Inc. Class A Common Stock
AONC
| $1.94M | ﹤0.01% |
200,000
| – | – |
|
1135
PUT
NiSource
NI
$20.2B
| $1.93M | ﹤0.01% |
79,800
+62,400
| +359% | +$1.56M |
|
1136
Sempra
SRE
$56.5B
| $1.93M | ﹤0.01% |
+30,466
| New | +$2.01M |
|
1137
CALL
VeriSign
VRSN
$26B
| $1.93M | ﹤0.01% |
9,400
+900
| +11% | +$197K |
|
1138
Newell Brands
NWL
$2.63B
| $1.92M | ﹤0.01% |
+86,858
| New | +$2.22M |
|
1139
CALL
American Water Works
AWK
$27.1B
| $1.91M | ﹤0.01% |
11,300
-2,700
| -19% | -$472K |
|
1140
McDonald's
MCD
$193B
| $1.9M | ﹤0.01% |
7,871
+2,628
| +50% | +$627K |
|
1141
CALL
PENN Entertainment
PENN
$2.53B
| $1.88M | ﹤0.01% |
26,000
+12,300
| +90% | +$904K |
|
1142
CALL
iShares MSCI South Korea ETF
EWY
$27.6B
| $1.88M | ﹤0.01% |
23,300
-263,300
| -92% | -$22.9M |
|
|
KSU
1143
CALL
DELISTED
Kansas City Southern
KSU
| $1.87M | ﹤0.01% |
6,900
+1,300
| +23% | +$362K |
|
1144
CALL
Willis Towers Watson
WTW
$31B
| $1.86M | ﹤0.01% |
8,000
+6,000
| +300% | +$1.34M |
|
1145
CALL
Dentsply Sirona
XRAY
$2.31B
| $1.86M | ﹤0.01% |
32,000
+11,700
| +58% | +$721K |
|
|
1146
PENN Entertainment
PENN
$2.53B
| $1.82M | ﹤0.01% |
25,186
+18,573
| +281% | +$1.37M |
|
1147
CALL
CDW
CDW
$17.8B
| $1.82M | ﹤0.01% |
10,000
-2,000
| -17% | -$378K |
|
|
SLCR
1148
DELISTED
Silver Crest Acquisition Corporation Class A Ordinary Share
SLCR
| $1.82M | ﹤0.01% |
185,000
| – | – |
|
1149
Accenture
ACN
$109B
| $1.82M | ﹤0.01% |
+5,676
| New | +$1.85M |
|
|
1150
Willis Towers Watson
WTW
$31B
| $1.81M | ﹤0.01% |
7,808
-110,097
| -93% | -$24.5M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2021 Portfolio in Review
As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.
By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.
- Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
- Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
- Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
- Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
- Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
- Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
- Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.
Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.