We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNM icon
1101
PUT
Unum
UNM
$14.7B
$2.05M ﹤0.01%
81,700
+2,900
+4% +$76.8K
JBHT icon
1102
CALL
JB Hunt Transport Services
JBHT
$26.5B
$2.04M ﹤0.01%
12,200
+1,400
+13% +$239K
OXUSU
1103
DELISTED
Oxus Acquisition Corp. Unit
OXUSU
$2.04M ﹤0.01%
+200,000
New +$2.02M
DGX icon
1104
CALL
Quest Diagnostics
DGX
$26.1B
$2.03M ﹤0.01%
14,000
+2,400
+21% +$351K
TT icon
1105
Trane Technologies
TT
$105B
$2.03M ﹤0.01%
+11,741
New +$2.26M
TRIL
1106
DELISTED
Trillium Therapeutics Inc.
TRIL
$2.03M ﹤0.01%
+115,451
New +$1.35M
PNR icon
1107
PUT
Pentair
PNR
$10.7B
$2.03M ﹤0.01%
27,900
+5,500
+25% +$410K
TROW icon
1108
T. Rowe Price
TROW
$23.7B
$2.02M ﹤0.01%
+10,268
New +$2.16M
NOV icon
1109
PUT
NOV
NOV
$7.36B
$2.02M ﹤0.01%
154,000
-6,900
-4% -$93.1K
FVIV
1110
DELISTED
Fortress Value Acquisition Corp. IV
FVIV
$2.02M ﹤0.01%
207,128
– –
DSAQ.U
1111
DELISTED
Direct Selling Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of redeemable warrant
DSAQ.U
$2.02M ﹤0.01%
+200,000
New +$2.01M
OMC icon
1112
CALL
Omnicom Group
OMC
$24.2B
$2.01M ﹤0.01%
27,700
+11,700
+73% +$869K
ARTEU
1113
DELISTED
Artemis Strategic Investment Corporation Unit
ARTEU
$2.01M ﹤0.01%
+200,000
New +$2.01M
PHM icon
1114
Pultegroup
PHM
$24.9B
$2M ﹤0.01%
+43,601
New +$2.27M
HSY icon
1115
Hershey
HSY
$37.4B
$2M ﹤0.01%
+11,807
New +$2.09M
NTRS icon
1116
Northern Trust
NTRS
$34.8B
$2M ﹤0.01%
+18,534
New +$2.1M
ASAX
1117
DELISTED
Astrea Acquisition Corp. Class A Common Stock
ASAX
$1.99M ﹤0.01%
200,000
– –
ARE icon
1118
CALL
Alexandria Real Estate Equities
ARE
$8.33B
$1.99M ﹤0.01%
10,400
+9,800
+1,633% +$1.95M
AMPS
1119
DELISTED
Altus Power
AMPS
$1.99M ﹤0.01%
+200,000
New +$1.98M
AMP icon
1120
CALL
Ameriprise Financial
AMP
$50.4B
$1.98M ﹤0.01%
7,500
+2,900
+63% +$759K
WHR icon
1121
CALL
Whirlpool
WHR
$2.79B
$1.98M ﹤0.01%
9,700
+100
+1% +$21.9K
DISCK
1122
PUT
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$1.97M ﹤0.01%
81,300
+13,600
+20% +$363K
WYNN icon
1123
CALL
Wynn Resorts
WYNN
$10.5B
$1.97M ﹤0.01%
23,200
-13,200
-36% -$1.3M
TEL icon
1124
TE Connectivity
TEL
$62.2B
$1.96M ﹤0.01%
+14,297
New +$2.06M
CBRE icon
1125
CALL
CBRE Group
CBRE
$44B
$1.96M ﹤0.01%
20,100
+2,700
+16% +$251K
43 44
45
46 47

Similar funds

Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Alkeon Capital Management
Alkeon Capital Management New York $59.5B AUM 51.63% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
Brown Advisory
Brown Advisory Baltimore, Maryland $60.9B AUM 15.24% 1-Year Est. Return
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return
Ensign Peak Advisors
Ensign Peak Advisors Salt Lake City, Utah $53.7B AUM 29.47% 1-Year Est. Return

Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.