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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-17.43%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$6.22B
AUM Growth
-$12.3B
Cap. Flow
-$10.1B
Cap. Flow %
-162.91%
Top 10 Hldgs %
27.05%
Holding
1,477
New
103
Increased
219
Reduced
768
Closed
370

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$23M
2
RTN
Raytheon Company
RTN
+$19.6M
3
XOM icon
ExxonMobil
XOM
+$13.8M
4
BWA icon
BorgWarner
BWA
+$13.5M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$12.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$79.3M
2
GDX icon
VanEck Gold Miners ETF
GDX
+$75.4M
3
AAPL icon
Apple
AAPL
+$54.3M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$47.6M
5
AMZN icon
Amazon
AMZN
+$40.9M

Sector Composition

Rank Sector Weight
1 Financials 1.76%
2 Energy 1.29%
3 Consumer Discretionary 1.18%
4 Technology 1.18%
5 Industrials 0.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVB icon
1101
PUT
AvalonBay Communities
AVB
$26.3B
– –
-5,500
Closed -$1.15M
AVGO icon
1102
Broadcom
AVGO
$1.99T
– –
-96,560
Closed -$2.72M
AVY icon
1103
CALL
Avery Dennison
AVY
$13.6B
– –
-1,600
Closed -$209K
AVY icon
1104
PUT
Avery Dennison
AVY
$13.6B
– –
-4,100
Closed -$536K
AX icon
1105
PUT
Axos Financial
AX
$5.72B
– –
-15,400
Closed -$466K
AZO icon
1106
CALL
AutoZone
AZO
$49.6B
– –
-400
Closed -$477K
AZO icon
1107
AutoZone
AZO
$49.6B
– –
-866
Closed -$900K
BA icon
1108
Boeing
BA
$182B
– –
-50,736
Closed -$13.9M
BAC icon
1109
Bank of America
BAC
$448B
– –
-851,693
Closed -$25.5M
BALL icon
1110
Ball Corp
BALL
$16.4B
– –
-13,085
Closed -$916K
BEN icon
1111
CALL
Franklin Resources
BEN
$17.2B
– –
-5,200
Closed -$135K
BEN icon
1112
Franklin Resources
BEN
$17.2B
– –
-6,365
Closed -$165K
BEN icon
1113
PUT
Franklin Resources
BEN
$17.2B
– –
-6,800
Closed -$177K
BHF icon
1114
CALL
Brighthouse Financial
BHF
$3.42B
– –
-1,700
Closed -$67K
BHF icon
1115
Brighthouse Financial
BHF
$3.42B
– –
-3,645
Closed -$143K
BHF icon
1116
PUT
Brighthouse Financial
BHF
$3.42B
– –
-12,900
Closed -$506K
BIIB icon
1117
Biogen
BIIB
$31.1B
– –
-303
Closed -$92K
BKNG icon
1118
Booking.com
BKNG
$160B
– –
-54,525
Closed -$3.83M
BLK icon
1119
Blackrock
BLK
$183B
– –
-2
Closed -$985
BMY icon
1120
Bristol-Myers Squibb
BMY
$132B
– –
-149
Closed -$9.11K
BWA icon
1121
CALL
BorgWarner
BWA
$13.8B
– –
-6,589
Closed -$252K
BWA icon
1122
PUT
BorgWarner
BWA
$13.8B
– –
-14,427
Closed -$551K
BX icon
1123
Blackstone
BX
$112B
– –
-1
Closed –
BX icon
1124
PUT
Blackstone
BX
$112B
– –
-35,100
Closed -$1.96M
BXP icon
1125
CALL
Boston Properties
BXP
$11B
– –
-3,900
Closed -$538K
43 44
45
46 47

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Capstone Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Capstone Investment Advisors held 1,477 positions worth $6.22B, down 66% from $18.5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors withdrew a net $10.1B in Q1 2020, closing 370 positions and reducing 768 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $79.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.8% of assets, up from 1.1% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in BorgWarner worth $10M.

  • Capstone Investment Advisors's largest Q1 2020 buy was BorgWarner: 467,036 shares worth $10M.
  • Capstone Investment Advisors added most to iShares China Large-Cap ETF in Q1 2020, an estimated $23M increase.
  • Capstone Investment Advisors's biggest Q1 2020 reduction was Apple, cutting an estimated $54.3M.
  • Capstone Investment Advisors fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $79.3M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $6.22B portfolio in Q1 2020.
  • Capstone Investment Advisors opened 103 new positions and closed 370 in Q1 2020.
  • Capstone Investment Advisors's portfolio value fell 66% quarter-over-quarter to $6.22B.

Based on Capstone Investment Advisors's 13F filing for Q1 2020, filed 15 May 2020.