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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$7.24B
Cap. Flow %
24.26%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Healthcare 0.49%
3 Energy 0.43%
4 Financials 0.42%
5 Communication Services 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIX icon
1076
CALL
Edison International
EIX
$27.2B
$823K ﹤0.01%
13,100
-9,200
-41% -$554K
NDAQ icon
1077
CALL
Nasdaq
NDAQ
$54.6B
$823K ﹤0.01%
+18,600
New +$787K
HP icon
1078
PUT
Helmerich & Payne
HP
$4.3B
$822K ﹤0.01%
35,500
-600
-2% -$11.6K
SPLK
1079
DELISTED
Splunk Inc
SPLK
$817K ﹤0.01%
4,807
+4,091
+571% +$782K
ES icon
1080
Eversource Energy
ES
$27.2B
$816K ﹤0.01%
+9,431
New +$840K
HPE icon
1081
CALL
Hewlett Packard
HPE
$79.2B
$815K ﹤0.01%
68,800
-10,400
-13% -$109K
HYS icon
1082
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.78B
$808K ﹤0.01%
+8,230
New +$791K
K
1083
DELISTED
Kellanova
K
$804K ﹤0.01%
+13,760
New +$827K
IPHI
1084
PUT
DELISTED
INPHI CORPORATION
IPHI
$802K ﹤0.01%
+5,000
New +$703K
CMA
1085
CALL
DELISTED
Comerica
CMA
$799K ﹤0.01%
14,300
-2,200
-13% -$107K
GAP
1086
CALL
The Gap Inc
GAP
$7.34B
$798K ﹤0.01%
39,500
+17,800
+82% +$374K
CINF icon
1087
PUT
Cincinnati Financial
CINF
$26.5B
$795K ﹤0.01%
+9,100
New +$726K
GEVO icon
1088
Gevo
GEVO
$401M
$795K ﹤0.01%
+187,051
New +$312K
FITB
1089
CALL
Fifth Third Bancorp
FITB
$52.5B
$794K ﹤0.01%
28,800
-9,600
-25% -$242K
XEC
1090
DELISTED
CIMAREX ENERGY CO
XEC
$792K ﹤0.01%
21,105
-5,198
-20% -$166K
HP icon
1091
Helmerich & Payne
HP
$4.3B
$789K ﹤0.01%
34,079
-286
-0.8% -$5.54K
HBAN icon
1092
Huntington Bancshares
HBAN
$35.9B
$788K ﹤0.01%
62,367
+13,246
+27% +$151K
UDR icon
1093
PUT
UDR
UDR
$12.2B
$788K ﹤0.01%
20,500
+7,000
+52% +$255K
HST icon
1094
CALL
Host Hotels & Resorts
HST
$15.6B
$786K ﹤0.01%
53,700
-1,600
-3% -$20.7K
AWK icon
1095
CALL
American Water Works
AWK
$27.1B
$783K ﹤0.01%
5,100
+5,000
+5,000% +$770K
ROL icon
1096
PUT
Rollins
ROL
$17.4B
$774K ﹤0.01%
+19,800
New +$767K
VAR
1097
PUT
DELISTED
Varian Medical Systems, Inc.
VAR
$770K ﹤0.01%
+4,400
New +$763K
AME icon
1098
CALL
Ametek
AME
$58.7B
$762K ﹤0.01%
6,300
+5,300
+530% +$597K
PEG icon
1099
CALL
Public Service Enterprise Group
PEG
$37.8B
$758K ﹤0.01%
13,000
+3,300
+34% +$192K
FOXA icon
1100
CALL
Fox Class A
FOXA
$27.5B
$757K ﹤0.01%
26,000
-9,700
-27% -$271K
42 43
44
45 46

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors deployed $7.24B of net new capital in Q4 2020, opening 425 new positions and adding to 695 existing holdings. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 0.41% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $358M trimmed.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.