We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRMB icon
1051
PUT
Trimble
TRMB
$13.4B
$2.38M ﹤0.01%
29,000
-8,400
-22% -$738K
RVTY icon
1052
CALL
Revvity
RVTY
$13.1B
$2.37M ﹤0.01%
13,700
+300
+2% +$52.9K
EFX icon
1053
Equifax
EFX
$21.2B
$2.37M ﹤0.01%
+9,358
New +$2.43M
CHRW icon
1054
CALL
C.H. Robinson
CHRW
$17.1B
$2.37M ﹤0.01%
27,200
+6,300
+30% +$570K
TT icon
1055
CALL
Trane Technologies
TT
$105B
$2.37M ﹤0.01%
13,700
-2,000
-13% -$385K
DUK icon
1056
Duke Energy
DUK
$96.3B
$2.35M ﹤0.01%
24,116
+16,458
+215% +$1.7M
FAST icon
1057
CALL
Fastenal
FAST
$59.9B
$2.35M ﹤0.01%
91,200
+4,200
+5% +$114K
SO icon
1058
Southern Company
SO
$106B
$2.35M ﹤0.01%
37,972
+3,618
+11% +$233K
CTXS
1059
CALL
DELISTED
Citrix Systems Inc
CTXS
$2.35M ﹤0.01%
21,900
+1,100
+5% +$119K
OTIS icon
1060
CALL
Otis Worldwide
OTIS
$28.2B
$2.35M ﹤0.01%
28,500
+9,700
+52% +$853K
PSA icon
1061
CALL
Public Storage
PSA
$60.4B
$2.32M ﹤0.01%
7,800
+100
+1% +$31.4K
CZR icon
1062
CALL
Caesars Entertainment
CZR
$6.04B
$2.3M ﹤0.01%
20,500
+2,400
+13% +$234K
WBD icon
1063
PUT
Warner Bros
WBD
$69.6B
$2.3M ﹤0.01%
90,500
+3,500
+4% +$98.4K
WST icon
1064
PUT
West Pharmaceutical
WST
$24.8B
$2.29M ﹤0.01%
5,400
-11,600
-68% -$4.89M
WRK
1065
CALL
DELISTED
WestRock Company
WRK
$2.29M ﹤0.01%
45,900
-300
-0.6% -$15.2K
VRSN icon
1066
VeriSign
VRSN
$25.6B
$2.29M ﹤0.01%
+11,150
New +$2.44M
RSG icon
1067
CALL
Republic Services
RSG
$65.6B
$2.28M ﹤0.01%
19,000
+16,200
+579% +$1.94M
SNPS icon
1068
Synopsys
SNPS
$79B
$2.26M ﹤0.01%
+7,559
New +$2.29M
VOSO
1069
DELISTED
Virtuoso Acquisition Corp. Class A Common Stock
VOSO
$2.26M ﹤0.01%
228,000
– –
PHM icon
1070
CALL
Pultegroup
PHM
$24.6B
$2.25M ﹤0.01%
49,100
+14,700
+43% +$764K
KLAC icon
1071
KLA
KLAC
$274B
$2.25M ﹤0.01%
67,300
-18,280
-21% -$610K
CHRW icon
1072
C.H. Robinson
CHRW
$17.1B
$2.25M ﹤0.01%
25,799
+17,880
+226% +$1.62M
PSX icon
1073
Phillips 66
PSX
$90B
$2.23M ﹤0.01%
+31,885
New +$2.31M
SEE
1074
PUT
DELISTED
Sealed Air
SEE
$2.23M ﹤0.01%
40,700
+23,500
+137% +$1.37M
BABA icon
1075
CALL
Alibaba
BABA
$293B
$2.22M ﹤0.01%
+15,000
New +$2.73M
41 42
43
44 45

Similar funds

Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Alkeon Capital Management
Alkeon Capital Management New York $59.5B AUM 51.63% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
Brown Advisory
Brown Advisory Baltimore, Maryland $60.9B AUM 15.24% 1-Year Est. Return
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return
Ensign Peak Advisors
Ensign Peak Advisors Salt Lake City, Utah $53.7B AUM 29.47% 1-Year Est. Return

Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.