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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$33.9B
AUM Growth
+$4.09B
Cap. Flow
+$2.45B
Cap. Flow %
7.22%
Top 10 Hldgs %
25.91%
Holding
2,064
New
405
Increased
721
Reduced
487
Closed
425

Top Buys

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$152M
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$150M
3
AAPL icon
Apple
AAPL
+$111M
4
WORK
Slack Technologies, Inc.
WORK
+$95.5M
5
XLNX
Xilinx Inc
XLNX
+$84.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$251M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$128M
3
VAR
Varian Medical Systems, Inc.
VAR
+$113M
4
META icon
Meta Platforms (Facebook)
META
+$68.5M
5
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$50.2M

Sector Composition

Rank Sector Weight
1 Technology 1.89%
2 Communication Services 0.84%
3 Healthcare 0.82%
4 Consumer Discretionary 0.57%
5 Financials 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGEN icon
1051
PUT
Precigen
PGEN
$2.45B
$1.02M ﹤0.01%
147,600
+53,100
+56% +$449K
EMN icon
1052
CALL
Eastman Chemical
EMN
$8.29B
$1.01M ﹤0.01%
9,200
+6,700
+268% +$728K
HWM icon
1053
CALL
Howmet Aerospace
HWM
$112B
$1.01M ﹤0.01%
31,400
-7,700
-20% -$222K
XEL icon
1054
CALL
Xcel Energy
XEL
$49.1B
$1M ﹤0.01%
15,100
+6,900
+84% +$436K
KRNLU
1055
DELISTED
Kernel Group Holdings, Inc. Units
KRNLU
$998K ﹤0.01%
+100,000
New +$1.02M
ZWRKU
1056
DELISTED
Z-Work Acquisition Corp. Units
ZWRKU
$996K ﹤0.01%
+100,000
New +$1.03M
TRCA.U
1057
DELISTED
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
$995K ﹤0.01%
+100,000
New +$998K
LJAQU
1058
DELISTED
LightJump Acquisition Corporation Unit
LJAQU
$995K ﹤0.01%
+100,000
New +$1.03M
COVAU
1059
DELISTED
COVA Acquisition Corp. Unit
COVAU
$995K ﹤0.01%
+100,000
New +$1.03M
MACQU
1060
DELISTED
MCAP Acquisition Corporation Unit
MACQU
$995K ﹤0.01%
+100,000
New +$996K
PDOT.U
1061
DELISTED
Peridot Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PDOT.U
$994K ﹤0.01%
+100,000
New +$995K
AGGRU
1062
DELISTED
Agile Growth Corp Units
AGGRU
$993K ﹤0.01%
+100,000
New +$991K
SLCRU
1063
DELISTED
Silver Crest Acquisition Corporation Unit
SLCRU
$993K ﹤0.01%
+100,000
New +$1.02M
BXP icon
1064
CALL
Boston Properties
BXP
$10.8B
$992K ﹤0.01%
9,800
+1,900
+24% +$185K
CFVIU
1065
DELISTED
CF Acquisition Corp. VI Unit
CFVIU
$992K ﹤0.01%
+100,000
New +$1.01M
EQD
1066
DELISTED
Equity Distribution Acquisition Corp.
EQD
$991K ﹤0.01%
+100,000
New +$1.03M
FMIVU
1067
DELISTED
Forum Merger IV Corporation Unit
FMIVU
$990K ﹤0.01%
+100,000
New +$994K
NBSTU
1068
DELISTED
Newbury Street Acquisition Corporation Units
NBSTU
$989K ﹤0.01%
+100,000
New +$988K
KURIU
1069
DELISTED
Alkuri Global Acquisition Corp Unit
KURIU
$988K ﹤0.01%
+100,000
New +$1.02M
BGSX.U
1070
DELISTED
Build Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
BGSX.U
$987K ﹤0.01%
+100,000
New +$990K
AFAQU
1071
DELISTED
AF Acquisition Corp Units
AFAQU
$987K ﹤0.01%
+100,000
New +$982K
PRPB
1072
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$986K ﹤0.01%
+100,000
New +$1.05M
IPVF.U
1073
DELISTED
InterPrivate III Financial Partners Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
IPVF.U
$986K ﹤0.01%
+100,000
New +$997K
TWCT
1074
DELISTED
TWC Tech Holdings II Corp. Class A Common Stock
TWCT
$984K ﹤0.01%
+100,000
New +$1.05M
CNP icon
1075
CALL
CenterPoint Energy
CNP
$26.7B
$983K ﹤0.01%
43,400
+18,300
+73% +$390K
41 42
43
44 45

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Capstone Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Capstone Investment Advisors held 2,064 positions worth $33.9B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Capstone Investment Advisors deployed $2.45B of net new capital in Q1 2021, opening 405 new positions and adding to 721 existing holdings. Its largest new stake was PG&E Corporation: 290,000 shares worth $33.1M.

By sector, the portfolio is most concentrated in Technology at 1.9% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $251M trimmed.

  • Capstone Investment Advisors's largest Q1 2021 buy was PG&E Corporation: 290,000 shares worth $33.1M.
  • Capstone Investment Advisors added most to Alexion Pharmaceuticals in Q1 2021, an estimated $152M increase.
  • Capstone Investment Advisors's biggest Q1 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $251M.
  • Capstone Investment Advisors fully exited Builders FirstSource in Q1 2021, selling an estimated $33.2M.
  • Capstone Investment Advisors's ten largest holdings make up 26% of its $33.9B portfolio in Q1 2021.
  • Capstone Investment Advisors opened 405 new positions and closed 425 in Q1 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $33.9B.

Based on Capstone Investment Advisors's 13F filing for Q1 2021, filed 17 May 2021.