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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
(+5.3%)
Cap. Flow
+$742M
Cap. Flow
% of AUM
5.1%
Top 10 Holdings %
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$447M |
| 2 |
AGN
Allergan plc
AGN
|
+$58.6M |
| 3 |
GWR
Genesee & Wyoming Inc.
GWR
|
+$25.8M |
| 4 |
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
|
+$16.5M |
| 5 |
iShares China Large-Cap ETF
FXI
|
+$16.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
RHT
Red Hat Inc
RHT
|
+$136M |
| 2 |
APC
Anadarko Petroleum
APC
|
+$126M |
| 3 |
DATA
Tableau Software, Inc.
DATA
|
+$42.9M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$31M |
| 5 |
SPDR Gold Trust
GLD
|
+$30.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 2.32% |
| 2 | Technology | 0.77% |
| 3 | Consumer Discretionary | 0.65% |
| 4 | Industrials | 0.65% |
| 5 | Energy | 0.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TIF
1051
DELISTED
Tiffany & Co.
TIF
| $501K | ﹤0.01% |
5,414
-2,868
| -35% | -$259K |
|
1052
Unisys
UIS
$210M
| $500K | ﹤0.01% |
+67,300
| New | +$599K |
|
1053
CALL
Helmerich & Payne
HP
$4.3B
| $497K | ﹤0.01% |
12,400
+3,600
| +41% | +$159K |
|
1054
CALL
Xerox
XRX
$412M
| $491K | ﹤0.01% |
16,400
+6,600
| +67% | +$207K |
|
1055
PUT
iQIYI
IQ
$1.31B
| $489K | ﹤0.01% |
30,300
-178,400
| -85% | -$3.28M |
|
|
1056
Xerox
XRX
$412M
| $485K | ﹤0.01% |
16,216
+10,703
| +194% | +$335K |
|
|
DISCK
1057
CALL
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
| $483K | ﹤0.01% |
19,600
+2,200
| +13% | +$59.4K |
|
|
CTRA
1058
CALL
DELISTED
Coterra Energy
CTRA
| $481K | ﹤0.01% |
27,400
+6,800
| +33% | +$130K |
|
1059
American Express
AXP
$232B
| $480K | ﹤0.01% |
4,058
+4,021
| +10,868% | +$493K |
|
1060
PUT
Citizens Financial Group
CFG
$31.2B
| $477K | ﹤0.01% |
+13,500
| New | +$471K |
|
|
AVDR
1061
DELISTED
Avedro, Inc Common Stock
AVDR
| $474K | ﹤0.01% |
+20,899
| New | +$454K |
|
1062
CALL
Campbell Soup
CPB
$6.94B
| $469K | ﹤0.01% |
10,000
+1,200
| +14% | +$51.8K |
|
1063
CALL
Tapestry
TPR
$25.9B
| $464K | ﹤0.01% |
17,800
+4,800
| +37% | +$126K |
|
1064
Adobe
ADBE
$108B
| $460K | ﹤0.01% |
+1,664
| New | +$486K |
|
1065
CALL
Bath & Body Works
BBWI
$3.76B
| $456K | ﹤0.01% |
28,822
+3,463
| +14% | +$61.1K |
|
1066
CALL
TechnipFMC
FTI
$30.1B
| $454K | ﹤0.01% |
25,267
-2,688
| -10% | -$50.1K |
|
1067
PUT
Axos Financial
AX
$5.72B
| $453K | ﹤0.01% |
+16,400
| New | +$441K |
|
1068
CALL
Eversource Energy
ES
$27.2B
| $453K | ﹤0.01% |
5,300
+2,300
| +77% | +$183K |
|
1069
PUT
Sarepta Therapeutics
SRPT
$1.95B
| $452K | ﹤0.01% |
+6,000
| New | +$709K |
|
1070
Norfolk Southern
NSC
$75.9B
| $448K | ﹤0.01% |
+2,495
| New | +$459K |
|
1071
Vipshop
VIPS
$6.8B
| $448K | ﹤0.01% |
50,238
-7
| -0% | -$57 |
|
|
WRK
1072
PUT
DELISTED
WestRock Company
WRK
| $448K | ﹤0.01% |
+12,300
| New | +$439K |
|
|
FLIR
1073
PUT
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
| $447K | ﹤0.01% |
8,500
+1,000
| +13% | +$51K |
|
|
1074
PUT
Vipshop
VIPS
$6.8B
| $446K | ﹤0.01% |
50,000
| – | – |
|
1075
Nektar Therapeutics
NKTR
$2.57B
| $438K | ﹤0.01% |
1,604
+760
| +90% | +$279K |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2019 Portfolio in Review
As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.
- Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
- Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
- Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
- Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
- Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
- Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
- Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.
Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.