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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOS icon
1026
CALL
The Mosaic Company
MOS
$6.92B
$770K ﹤0.01%
35,600
+5,400
+18% +$107K
TMUS icon
1027
T-Mobile US
TMUS
$197B
$770K ﹤0.01%
+9,824
New +$773K
FL
1028
DELISTED
Foot Locker
FL
$763K ﹤0.01%
19,566
+6,670
+52% +$281K
HSIC icon
1029
PUT
Henry Schein
HSIC
$10B
$761K ﹤0.01%
11,400
+10,100
+777% +$668K
ABMD
1030
DELISTED
Abiomed Inc
ABMD
$753K ﹤0.01%
4,412
-6,108
-58% -$1.13M
ABMD
1031
CALL
DELISTED
Abiomed Inc
ABMD
$751K ﹤0.01%
4,400
+1,400
+47% +$260K
DOC icon
1032
PUT
Healthpeak Properties
DOC
$14.3B
$748K ﹤0.01%
+21,700
New +$759K
UDR icon
1033
PUT
UDR
UDR
$12.2B
$743K ﹤0.01%
15,900
-700
-4% -$33.6K
IPGP icon
1034
PUT
IPG Photonics
IPGP
$3.57B
$739K ﹤0.01%
5,100
+2,200
+76% +$306K
QGEN icon
1035
Qiagen
QGEN
$8.93B
$737K ﹤0.01%
+20,567
New +$765K
CPRI icon
1036
CALL
Capri Holdings
CPRI
$1.77B
$736K ﹤0.01%
19,300
+8,100
+72% +$280K
O icon
1037
Realty Income
O
$59.6B
$730K ﹤0.01%
+10,229
New +$762K
DINO icon
1038
HF Sinclair
DINO
$16.3B
$726K ﹤0.01%
+14,307
New +$758K
SEE
1039
PUT
DELISTED
Sealed Air
SEE
$725K ﹤0.01%
18,200
+200
+1% +$7.92K
SRE icon
1040
Sempra
SRE
$56.5B
$725K ﹤0.01%
9,574
+9,568
+159,467% +$702K
VIPS icon
1041
PUT
Vipshop
VIPS
$6.8B
$709K ﹤0.01%
50,000
– –
VIPS icon
1042
Vipshop
VIPS
$6.8B
$708K ﹤0.01%
49,980
-258
-0.5% -$3.06K
GD icon
1043
General Dynamics
GD
$106B
$706K ﹤0.01%
4,001
+2,911
+267% +$523K
DGX icon
1044
CALL
Quest Diagnostics
DGX
$26.1B
$705K ﹤0.01%
6,600
-1,100
-14% -$115K
SYY icon
1045
Sysco
SYY
$40B
$697K ﹤0.01%
+8,149
New +$660K
PLD icon
1046
PUT
Prologis
PLD
$134B
$695K ﹤0.01%
7,800
-900
-10% -$79.8K
TEL icon
1047
PUT
TE Connectivity
TEL
$62.2B
$690K ﹤0.01%
7,200
-300
-4% -$27.8K
IP icon
1048
International Paper
IP
$21.8B
$689K ﹤0.01%
15,799
-21,879
-58% -$918K
NBL
1049
DELISTED
Noble Energy, Inc.
NBL
$688K ﹤0.01%
27,700
+16,691
+152% +$355K
ARE icon
1050
PUT
Alexandria Real Estate Equities
ARE
$8.33B
$679K ﹤0.01%
4,200
-400
-9% -$63.1K
40 41
42
43 44

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.