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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$7.24B
Cap. Flow %
24.26%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Healthcare 0.49%
3 Energy 0.43%
4 Financials 0.42%
5 Communication Services 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIX icon
1001
Edison International
EIX
$27.2B
$1.09M ﹤0.01%
17,301
+5,314
+44% +$320K
FRC
1002
PUT
DELISTED
First Republic Bank
FRC
$1.09M ﹤0.01%
+7,400
New +$964K
MRNA icon
1003
CALL
Moderna
MRNA
$25.4B
$1.09M ﹤0.01%
10,400
-4,400
-30% -$445K
PFF icon
1004
iShares Preferred and Income Securities ETF
PFF
$13.3B
$1.08M ﹤0.01%
+28,059
New +$1.05M
TER icon
1005
CALL
Teradyne
TER
$64.2B
$1.08M ﹤0.01%
9,000
+7,700
+592% +$787K
ODFL icon
1006
CALL
Old Dominion Freight Line
ODFL
$44.7B
$1.07M ﹤0.01%
11,000
-400
-4% -$39.8K
EQIX icon
1007
CALL
Equinix
EQIX
$106B
$1.07M ﹤0.01%
1,500
+600
+67% +$447K
CBRE icon
1008
PUT
CBRE Group
CBRE
$44B
$1.06M ﹤0.01%
16,900
-19,500
-54% -$1.1M
FANG icon
1009
CALL
Diamondback Energy
FANG
$55.9B
$1.06M ﹤0.01%
21,900
-11,900
-35% -$440K
UHS icon
1010
PUT
Universal Health Services
UHS
$10.1B
$1.06M ﹤0.01%
7,700
-14,000
-65% -$1.74M
MTB icon
1011
CALL
M&T Bank
MTB
$36.6B
$1.06M ﹤0.01%
8,300
+900
+12% +$102K
BWA icon
1012
PUT
BorgWarner
BWA
$13.8B
$1.05M ﹤0.01%
30,786
+5,226
+20% +$177K
PNW icon
1013
PUT
Pinnacle West Capital
PNW
$12.2B
$1.05M ﹤0.01%
13,100
+2,000
+18% +$165K
KMI icon
1014
Kinder Morgan
KMI
$71.4B
$1.05M ﹤0.01%
76,541
-103,410
-57% -$1.38M
STX icon
1015
CALL
Seagate
STX
$209B
$1.04M ﹤0.01%
16,800
-12,800
-43% -$720K
ORLY icon
1016
CALL
O'Reilly Automotive
ORLY
$74.9B
$1.04M ﹤0.01%
34,500
+12,000
+53% +$362K
TXT icon
1017
CALL
Textron
TXT
$15.1B
$1.03M ﹤0.01%
21,300
-21,000
-50% -$883K
NUE icon
1018
CALL
Nucor
NUE
$61.8B
$1.03M ﹤0.01%
19,300
-27,300
-59% -$1.41M
PHM icon
1019
CALL
Pultegroup
PHM
$24.9B
$1.03M ﹤0.01%
23,800
+600
+3% +$26.6K
ADV icon
1020
Advantage Solutions
ADV
$423M
$1.02M ﹤0.01%
+3,106
New +$817K
CFG icon
1021
CALL
Citizens Financial Group
CFG
$31.2B
$1.02M ﹤0.01%
28,600
+400
+1% +$12.6K
LKQ icon
1022
CALL
LKQ Corp
LKQ
$6.38B
$1.02M ﹤0.01%
29,000
+4,000
+16% +$137K
KSU
1023
CALL
DELISTED
Kansas City Southern
KSU
$1.02M ﹤0.01%
5,000
-10,200
-67% -$1.92M
CTLT
1024
PUT
DELISTED
CATALENT, INC.
CTLT
$1.02M ﹤0.01%
9,800
+5,900
+151% +$572K
DINO icon
1025
HF Sinclair
DINO
$16.3B
$1.02M ﹤0.01%
39,382
-4,487
-10% -$102K
39 40
41
42 43

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors deployed $7.24B of net new capital in Q4 2020, opening 425 new positions and adding to 695 existing holdings. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 0.41% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $358M trimmed.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.