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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$13.7B
AUM Growth
-$2.83B
Cap. Flow
-$5.88B
Cap. Flow %
-42.81%
Top 10 Hldgs %
40.17%
Holding
1,769
New
118
Increased
554
Reduced
424
Closed
276

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$45.8M
2
O icon
Realty Income
O
+$37.9M
3
GLD icon
SPDR Gold Trust
GLD
+$36.8M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$31.4M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$16.7M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$109M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$80.6M
4
AAPL icon
Apple
AAPL
+$59M
5
JPM icon
JPMorgan Chase
JPM
+$34.3M

Sector Composition

Rank Sector Weight
1 Technology 1.84%
2 Financials 1.69%
3 Consumer Discretionary 1.14%
4 Communication Services 0.66%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTRS icon
951
PUT
Northern Trust
NTRS
$34.8B
$513K ﹤0.01%
5,800
– –
SVNA
952
DELISTED
7 Acquisition Corp
SVNA
$512K ﹤0.01%
50,000
– –
TTWO icon
953
PUT
Take-Two Interactive
TTWO
$45.2B
$510K ﹤0.01%
4,900
-6,100
-55% -$661K
JCI icon
954
Johnson Controls International
JCI
$91.7B
$510K ﹤0.01%
7,965
-9,559
-55% -$585K
RF icon
955
CALL
Regions Financial
RF
$27B
$509K ﹤0.01%
23,600
– –
SOAR icon
956
Volato Group
SOAR
$8.78M
$509K ﹤0.01%
2,000
– –
INVH icon
957
PUT
Invitation Homes
INVH
$18B
$507K ﹤0.01%
+17,100
New +$542K
HPQ icon
958
HP
HPQ
$28.6B
$506K ﹤0.01%
18,837
-9,646
-34% -$267K
ALB icon
959
Albemarle
ALB
$15.4B
$505K ﹤0.01%
+2,329
New +$621K
NRAC
960
DELISTED
Northern Revival Acquisition Corporation Class A Ordinary Share
NRAC
$505K ﹤0.01%
50,000
– –
RKTA
961
DELISTED
Rocket Internet Growth Opportunities Corp.
RKTA
$505K ﹤0.01%
50,000
– –
BLUA
962
DELISTED
BlueRiver Acquisition Corp.
BLUA
$505K ﹤0.01%
50,000
– –
VEEA
963
Veea Inc
VEEA
$7.96M
$504K ﹤0.01%
50,000
– –
ZING
964
DELISTED
FTAC Zeus Acquisition Corp. Class A Common Stock
ZING
$504K ﹤0.01%
50,000
– –
APTV icon
965
PUT
Aptiv
APTV
$10.2B
$503K ﹤0.01%
5,400
-11,600
-68% -$1.1M
LOKM
966
DELISTED
Live Oak Mobility Acquisition Corp.
LOKM
$503K ﹤0.01%
50,000
– –
UHG
967
DELISTED
United Homes Group
UHG
$503K ﹤0.01%
50,000
– –
FRSG
968
DELISTED
First Reserve Sustainable Growth Corp. Class A Common Stock
FRSG
$503K ﹤0.01%
50,000
– –
LHX icon
969
L3Harris
LHX
$53.7B
$502K ﹤0.01%
+2,412
New +$544K
FCAX
970
DELISTED
Fortress Capital Acquisition Corp.
FCAX
$502K ﹤0.01%
49,687
– –
FAST icon
971
CALL
Fastenal
FAST
$58.9B
$502K ﹤0.01%
21,200
+2,600
+14% +$63.6K
SWKS icon
972
CALL
Skyworks Solutions
SWKS
$10.5B
$501K ﹤0.01%
5,500
+200
+4% +$17.9K
SCAQ
973
DELISTED
Stratim Cloud Acquisition Corp. Class A Common Stock
SCAQ
$501K ﹤0.01%
50,000
– –
PARA
974
DELISTED
Paramount Global Class B
PARA
$500K ﹤0.01%
29,633
-169,857
-85% -$3.12M
HPE icon
975
CALL
Hewlett Packard
HPE
$79.2B
$500K ﹤0.01%
31,300
– –
37 38
39
40 41

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Capstone Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Capstone Investment Advisors held 1,769 positions worth $13.7B, down 17% from $16.6B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $5.88B in Q4 2022, closing 276 positions and reducing 424 holdings. Its most notable exit was iShares US Real Estate ETF, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, down from 2.7% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $46.4M.

  • Capstone Investment Advisors's largest Q4 2022 buy was iShares MSCI USA Min Vol Factor ETF: 643,380 shares worth $46.4M.
  • Capstone Investment Advisors added most to Realty Income in Q4 2022, an estimated $37.9M increase.
  • Capstone Investment Advisors's biggest Q4 2022 reduction was Microsoft, cutting an estimated $109M.
  • Capstone Investment Advisors fully exited iShares US Real Estate ETF in Q4 2022, selling an estimated $22.4M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $13.7B portfolio in Q4 2022.
  • Capstone Investment Advisors opened 118 new positions and closed 276 in Q4 2022.
  • Capstone Investment Advisors's portfolio value fell 17% quarter-over-quarter to $13.7B.

Based on Capstone Investment Advisors's 13F filing for Q4 2022, filed 10 Feb 2023.