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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$16.6B
AUM Growth
-$3.94B
Cap. Flow
-$5.42B
Cap. Flow %
-32.74%
Top 10 Hldgs %
47.62%
Holding
1,965
New
161
Increased
605
Reduced
515
Closed
322

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$216M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$95.5M
3
MSFT icon
Microsoft
MSFT
+$77.3M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$39.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$26M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$94.6M
2
AMZN icon
Amazon
AMZN
+$47.2M
3
NVDA icon
NVIDIA
NVDA
+$44.2M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$43.8M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 2.66%
2 Financials 2.66%
3 Consumer Discretionary 1.63%
4 Communication Services 0.97%
5 Healthcare 0.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPL
951
PUT
PPL Corp
PPL
$26.8B
$854K 0.01%
33,700
+600
+2% +$17.2K
CFIV
952
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
$850K 0.01%
85,402
– –
ALGN icon
953
CALL
Align Technology
ALGN
$12.5B
$849K 0.01%
4,100
+300
+8% +$77.2K
HCIC
954
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
$844K 0.01%
85,462
– –
PPG icon
955
CALL
PPG Industries
PPG
$25.5B
$841K 0.01%
7,600
+600
+9% +$74.2K
JNPR
956
PUT
DELISTED
Juniper Networks
JNPR
$836K 0.01%
32,000
+2,500
+8% +$70.5K
ABMD
957
PUT
DELISTED
Abiomed Inc
ABMD
$835K 0.01%
3,400
+1,500
+79% +$405K
CBRE icon
958
CBRE Group
CBRE
$44B
$831K 0.01%
12,313
+11,372
+1,209% +$901K
CHRW icon
959
PUT
C.H. Robinson
CHRW
$17.5B
$828K 0.01%
8,600
-800
-9% -$86K
DAL icon
960
CALL
Delta Air Lines
DAL
$60B
$828K 0.01%
29,500
-3,200
-10% -$102K
SBAC icon
961
PUT
SBA Communications
SBAC
$19.8B
$825K 0.01%
2,900
+1,200
+71% +$389K
RL icon
962
PUT
Ralph Lauren
RL
$23.1B
$815K ﹤0.01%
9,600
+1,200
+14% +$113K
LUMN icon
963
PUT
Lumen
LUMN
$6.6B
$814K ﹤0.01%
111,800
+16,000
+17% +$163K
CHRW icon
964
CALL
C.H. Robinson
CHRW
$17.5B
$809K ﹤0.01%
8,400
-1,300
-13% -$140K
KR icon
965
CALL
Kroger
KR
$35.1B
$805K ﹤0.01%
18,400
-4,000
-18% -$190K
CTLT
966
PUT
DELISTED
CATALENT, INC.
CTLT
$803K ﹤0.01%
11,100
+1,800
+19% +$179K
NWL icon
967
Newell Brands
NWL
$2.63B
$800K ﹤0.01%
57,615
+43,995
+323% +$821K
SPG icon
968
CALL
Simon Property Group
SPG
$71.7B
$799K ﹤0.01%
8,900
+1,700
+24% +$174K
NXPI icon
969
CALL
NXP Semiconductors
NXPI
$58.5B
$797K ﹤0.01%
5,400
-300
-5% -$50.3K
PDD icon
970
Pinduoduo
PDD
$120B
$795K ﹤0.01%
12,696
-12,793
-50% -$744K
CMI icon
971
CALL
Cummins
CMI
$87B
$794K ﹤0.01%
3,900
-700
-15% -$149K
MACA
972
DELISTED
Moringa Acquisition Corp Class A Ordinary Shares
MACA
$794K ﹤0.01%
80,000
– –
NICE icon
973
Nice
NICE
$6.17B
$791K ﹤0.01%
4,200
– –
BKR icon
974
PUT
Baker Hughes
BKR
$63B
$788K ﹤0.01%
37,600
-4,800
-11% -$120K
EIX icon
975
CALL
Edison International
EIX
$27.2B
$781K ﹤0.01%
13,800
+2,200
+19% +$146K
37 38
39
40 41

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Capstone Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Capstone Investment Advisors held 1,965 positions worth $16.6B, down 19% from $20.5B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Capstone Investment Advisors withdrew a net $5.42B in Q3 2022, closing 322 positions and reducing 515 holdings. Its most notable exit was iShares MSCI USA Min Vol Factor ETF, an estimated $94.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, up from 1.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in State Street SPDR S&P 500 ETF Trust worth $194M.

  • Capstone Investment Advisors's largest Q3 2022 buy was State Street SPDR S&P 500 ETF Trust: 542,951 shares worth $194M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2022, an estimated $77.3M increase.
  • Capstone Investment Advisors's biggest Q3 2022 reduction was Amazon, cutting an estimated $47.2M.
  • Capstone Investment Advisors fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2022, selling an estimated $94.6M.
  • Capstone Investment Advisors's ten largest holdings make up 48% of its $16.6B portfolio in Q3 2022.
  • Capstone Investment Advisors opened 161 new positions and closed 322 in Q3 2022.
  • Capstone Investment Advisors's portfolio value fell 19% quarter-over-quarter to $16.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2022, filed 10 Nov 2022.