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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOP icon
951
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.69B
$1.07M 0.01%
+11,250
New +$975K
XYZ
952
PUT
Block Inc
XYZ
$49.9B
$1.06M 0.01%
17,000
-19,600
-54% -$1.25M
GAP
953
CALL
The Gap Inc
GAP
$7.34B
$1.06M 0.01%
59,900
+39,200
+189% +$667K
CCL icon
954
Carnival Corporation Ltd
CCL
$38.9B
$1.05M 0.01%
20,751
-16,360
-44% -$731K
PACB icon
955
Pacific Biosciences
PACB
$357M
$1.05M 0.01%
205,337
-15,108
-7% -$76.8K
DISCK
956
PUT
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$1.05M 0.01%
34,500
– –
FL
957
PUT
DELISTED
Foot Locker
FL
$1.05M 0.01%
26,900
-4,200
-14% -$177K
WEC icon
958
PUT
WEC Energy
WEC
$35.9B
$1.04M 0.01%
11,300
– –
NRG icon
959
CALL
NRG Energy
NRG
$25.2B
$1.04M 0.01%
26,200
+8,100
+45% +$320K
MRO
960
CALL
DELISTED
Marathon Oil Corporation
MRO
$1.04M 0.01%
76,600
+3,600
+5% +$43.9K
RMD icon
961
PUT
ResMed
RMD
$32.9B
$1.04M 0.01%
6,700
-9,900
-60% -$1.43M
NOV icon
962
NOV
NOV
$7.36B
$1.03M 0.01%
41,315
-9,109
-18% -$205K
GRMN
963
CALL
Garmin
GRMN
$60.2B
$1.03M 0.01%
10,600
-3,300
-24% -$308K
EIX icon
964
CALL
Edison International
EIX
$27.2B
$1.03M 0.01%
13,700
-1,900
-12% -$134K
AZO icon
965
AutoZone
AZO
$49.6B
$1.03M 0.01%
+866
New +$1M
DTE icon
966
PUT
DTE Energy
DTE
$29B
$1.03M 0.01%
9,283
– –
ES icon
967
PUT
Eversource Energy
ES
$27.2B
$1.01M 0.01%
11,900
-100
-0.8% -$8.31K
APD icon
968
PUT
Air Products & Chemicals
APD
$68B
$1.01M 0.01%
4,300
+100
+2% +$22.6K
BXP icon
969
PUT
Boston Properties
BXP
$11B
$1.01M 0.01%
7,300
-200
-3% -$26.9K
THOR
970
DELISTED
Synthorx, Inc. Common Stock
THOR
$1M 0.01%
+14,360
New +$410K
DISH
971
CALL
DELISTED
DISH Network Corp.
DISH
$1M 0.01%
28,200
+6,300
+29% +$218K
ALB icon
972
Albemarle
ALB
$15.4B
$996K 0.01%
13,643
+4,126
+43% +$275K
WELL icon
973
CALL
Welltower
WELL
$169B
$990K 0.01%
12,100
+4,000
+49% +$342K
DINO icon
974
CALL
HF Sinclair
DINO
$16.3B
$989K 0.01%
19,500
+1,900
+11% +$101K
BFH icon
975
PUT
Bread Financial
BFH
$4.51B
$987K 0.01%
11,026
-22,304
-67% -$1.97M
37 38
39
40 41

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.