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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOV icon
926
CALL
Dover
DOV
$27.8B
$1.18M 0.01%
10,200
+1,500
+17% +$161K
BBWI icon
927
PUT
Bath & Body Works
BBWI
$3.76B
$1.17M 0.01%
79,910
+26,966
+51% +$389K
HON icon
928
Honeywell
HON
$74.2B
$1.17M 0.01%
6,988
+3,167
+83% +$518K
SYY icon
929
CALL
Sysco
SYY
$40B
$1.16M 0.01%
13,500
-1,000
-7% -$81K
AVB icon
930
PUT
AvalonBay Communities
AVB
$26.3B
$1.15M 0.01%
5,500
-100
-2% -$21.4K
IVZ icon
931
PUT
Invesco
IVZ
$14.3B
$1.15M 0.01%
64,100
+6,900
+12% +$118K
SHW icon
932
Sherwin-Williams
SHW
$87.8B
$1.15M 0.01%
+5,928
New +$1.13M
HIG icon
933
Hartford Financial Services
HIG
$37.8B
$1.14M 0.01%
+18,788
New +$1.13M
PRGO icon
934
CALL
Perrigo
PRGO
$1.78B
$1.14M 0.01%
22,100
+5,900
+36% +$309K
HRB icon
935
PUT
H&R Block
HRB
$6.76B
$1.14M 0.01%
48,500
+15,000
+45% +$360K
CETV
936
DELISTED
Central European Media Enterprises Ltd
CETV
$1.14M 0.01%
+251,104
New +$1.13M
CARO
937
DELISTED
Carolina Financial Corp.
CARO
$1.14M 0.01%
+26,315
New +$1.04M
UA icon
938
PUT
Under Armour Class C
UA
$2.25B
$1.13M 0.01%
58,900
+30,300
+106% +$533K
QCOM icon
939
Qualcomm
QCOM
$173B
$1.13M 0.01%
12,762
+7,383
+137% +$618K
NOW icon
940
ServiceNow
NOW
$132B
$1.12M 0.01%
+19,905
New +$1.05M
TIF
941
CALL
DELISTED
Tiffany & Co.
TIF
$1.12M 0.01%
8,400
-7,400
-47% -$875K
GAP
942
The Gap Inc
GAP
$7.34B
$1.12M 0.01%
63,347
+3,823
+6% +$65.1K
MAS icon
943
CALL
Masco
MAS
$14.7B
$1.12M 0.01%
23,300
+7,000
+43% +$318K
KSU
944
CALL
DELISTED
Kansas City Southern
KSU
$1.12M 0.01%
7,300
-2,100
-22% -$308K
TAP icon
945
Molson Coors Class B
TAP
$7.85B
$1.11M 0.01%
20,607
+16,126
+360% +$867K
PXD
946
DELISTED
Pioneer Natural Resource Co.
PXD
$1.1M 0.01%
7,264
-7,956
-52% -$1.06M
LNC icon
947
CALL
Lincoln National
LNC
$8.67B
$1.09M 0.01%
18,500
+6,700
+57% +$394K
IQV icon
948
CALL
IQVIA
IQV
$39.8B
$1.08M 0.01%
7,000
+600
+9% +$87.6K
BFH icon
949
CALL
Bread Financial
BFH
$4.51B
$1.08M 0.01%
12,029
-51,248
-81% -$4.53M
ETFC
950
CALL
DELISTED
E*Trade Financial Corporation
ETFC
$1.07M 0.01%
23,600
+7,800
+49% +$333K
36 37
38
39 40

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.