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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUE icon
926
Nucor
NUE
$61.8B
$904K 0.01%
17,749
-4,915
-22% -$257K
MRO
927
CALL
DELISTED
Marathon Oil Corporation
MRO
$896K 0.01%
73,000
+33,700
+86% +$436K
HAIN icon
928
PUT
Hain Celestial
HAIN
$53.9M
$878K 0.01%
+40,900
New +$857K
FMC icon
929
CALL
FMC
FMC
$1.27B
$877K 0.01%
10,000
+1,000
+11% +$85.8K
DOV icon
930
CALL
Dover
DOV
$27.8B
$866K 0.01%
8,700
+2,400
+38% +$230K
TCOM icon
931
Trip.com Group
TCOM
$28.3B
$865K 0.01%
+29,518
New +$1.04M
DVA icon
932
CALL
DaVita
DVA
$11.4B
$862K 0.01%
15,100
+2,700
+22% +$157K
TCOM icon
933
CALL
Trip.com Group
TCOM
$28.3B
$858K 0.01%
29,300
-4,400
-13% -$155K
NOV icon
934
CALL
NOV
NOV
$7.36B
$852K 0.01%
40,200
+9,100
+29% +$194K
DISCK
935
PUT
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$849K 0.01%
34,500
-7,900
-19% -$213K
KEYS icon
936
CALL
Keysight
KEYS
$60.5B
$846K 0.01%
8,700
+5,400
+164% +$500K
ACN icon
937
Accenture
ACN
$109B
$840K 0.01%
4,369
+470
+12% +$91K
RL icon
938
CALL
Ralph Lauren
RL
$23.1B
$840K 0.01%
8,800
-22,700
-72% -$2.25M
BBWI icon
939
PUT
Bath & Body Works
BBWI
$3.76B
$838K 0.01%
52,944
+20,535
+63% +$362K
CSX icon
940
CSX Corp
CSX
$92.9B
$836K 0.01%
36,198
+18,210
+101% +$424K
AIZ icon
941
CALL
Assurant
AIZ
$13.9B
$830K 0.01%
6,600
+2,200
+50% +$261K
CDNS icon
942
PUT
Cadence Design Systems
CDNS
$89.2B
$826K 0.01%
+12,500
New +$879K
DGX icon
943
CALL
Quest Diagnostics
DGX
$26.1B
$824K 0.01%
7,700
-400
-5% -$41.1K
UBNK
944
DELISTED
United Financial Bancorp, Inc.
UBNK
$814K 0.01%
+59,748
New +$807K
NEE icon
945
NextEra Energy
NEE
$179B
$812K 0.01%
+13,948
New +$755K
RMD icon
946
CALL
ResMed
RMD
$32.9B
$811K 0.01%
6,000
+2,900
+94% +$380K
ALK icon
947
CALL
Alaska Air
ALK
$5.3B
$805K 0.01%
12,400
+4,500
+57% +$284K
UDR icon
948
PUT
UDR
UDR
$12.2B
$805K 0.01%
16,600
+13,400
+419% +$631K
DLR icon
949
PUT
Digital Realty Trust
DLR
$73.1B
$792K 0.01%
+6,100
New +$742K
HRB icon
950
PUT
H&R Block
HRB
$6.76B
$791K 0.01%
33,500
+100
+0.3% +$2.65K
36 37
38
39 40

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.