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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$7.24B
Cap. Flow %
24.26%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Healthcare 0.49%
3 Energy 0.43%
4 Financials 0.42%
5 Communication Services 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPR icon
901
CALL
Tapestry
TPR
$25.9B
$1.52M 0.01%
49,000
+18,300
+60% +$463K
BIIB icon
902
CALL
Biogen
BIIB
$31.1B
$1.52M 0.01%
6,200
-10,200
-62% -$2.63M
DXC icon
903
DXC Technology
DXC
$1.79B
$1.51M 0.01%
58,706
+5,211
+10% +$111K
HAS icon
904
CALL
Hasbro
HAS
$13.6B
$1.51M 0.01%
16,100
+800
+5% +$71.1K
HRL icon
905
CALL
Hormel Foods
HRL
$13.4B
$1.5M 0.01%
32,200
+7,800
+32% +$381K
AVB icon
906
CALL
AvalonBay Communities
AVB
$26.3B
$1.49M 0.01%
9,300
+4,900
+111% +$779K
HSBC icon
907
CALL
HSBC
HSBC
$358B
$1.49M 0.01%
+57,300
New +$1.36M
ETR icon
908
PUT
Entergy
ETR
$49.9B
$1.48M 0.01%
29,600
+4,800
+19% +$253K
AAL icon
909
CALL
American Airlines Group
AAL
$9.97B
$1.47M ﹤0.01%
93,500
+200
+0.2% +$2.77K
LHX icon
910
L3Harris
LHX
$53.7B
$1.47M ﹤0.01%
7,798
-24,325
-76% -$4.45M
NWSA icon
911
PUT
News Corp Class A
NWSA
$15.6B
$1.47M ﹤0.01%
81,900
+13,000
+19% +$210K
IGLB icon
912
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.8B
$1.47M ﹤0.01%
20,149
+4,776
+31% +$341K
WTW icon
913
PUT
Willis Towers Watson
WTW
$31B
$1.45M ﹤0.01%
6,900
+3,700
+116% +$762K
HSBC icon
914
PUT
HSBC
HSBC
$358B
$1.45M ﹤0.01%
+56,000
New +$1.33M
PEG icon
915
PUT
Public Service Enterprise Group
PEG
$37.8B
$1.45M ﹤0.01%
24,800
-14,800
-37% -$862K
JKHY icon
916
PUT
Jack Henry & Associates
JKHY
$11.1B
$1.44M ﹤0.01%
+8,900
New +$1.41M
SE icon
917
Sea Limited
SE
$75.5B
$1.44M ﹤0.01%
+7,211
New +$1.28M
PRGO icon
918
PUT
Perrigo
PRGO
$1.78B
$1.43M ﹤0.01%
32,000
+3,100
+11% +$144K
BMRN icon
919
BioMarin Pharmaceuticals
BMRN
$13.3B
$1.42M ﹤0.01%
16,235
+1,831
+13% +$145K
IP icon
920
CALL
International Paper
IP
$21.8B
$1.42M ﹤0.01%
30,096
-14,256
-32% -$638K
CLX icon
921
CALL
Clorox
CLX
$12.9B
$1.41M ﹤0.01%
7,000
-3,900
-36% -$807K
NUVA
922
PUT
DELISTED
NuVasive, Inc.
NUVA
$1.41M ﹤0.01%
+25,000
New +$1.23M
CE icon
923
PUT
Celanese
CE
$4.86B
$1.4M ﹤0.01%
10,800
+6,700
+163% +$833K
NRG icon
924
CALL
NRG Energy
NRG
$25.2B
$1.4M ﹤0.01%
37,300
+7,000
+23% +$230K
CMA
925
DELISTED
Comerica
CMA
$1.4M ﹤0.01%
25,013
-15,365
-38% -$749K
35 36
37
38 39

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors deployed $7.24B of net new capital in Q4 2020, opening 425 new positions and adding to 695 existing holdings. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 0.41% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $358M trimmed.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.