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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$19.6B
AUM Growth
+$4.43B
Cap. Flow
+$2.96B
Cap. Flow %
15.14%
Top 10 Hldgs %
30.49%
Holding
1,499
New
193
Increased
971
Reduced
177
Closed
115

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$285M
2
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$53.7M
3
MS icon
Morgan Stanley
MS
+$50.7M
4
IMMU
Immunomedics Inc
IMMU
+$43M
5
MXIM
Maxim Integrated Products
MXIM
+$39.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$105M
2
CZR
Caesars Entertainment Corporation
CZR
+$81.1M
3
GOTU icon
Gaotu Techedu
GOTU
+$45M
4
WUBA
58.com Inc
WUBA
+$44.3M
5
WTW icon
Willis Towers Watson
WTW
+$37.4M

Sector Composition

Rank Sector Weight
1 Financials 1.3%
2 Energy 0.68%
3 Healthcare 0.57%
4 Technology 0.41%
5 Industrials 0.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADBE icon
901
Adobe
ADBE
$108B
$1.32M 0.01%
2,683
+992
+59% +$461K
HSIC icon
902
PUT
Henry Schein
HSIC
$10B
$1.3M 0.01%
22,200
+4,900
+28% +$314K
ABMD
903
CALL
DELISTED
Abiomed Inc
ABMD
$1.3M 0.01%
4,700
+600
+15% +$173K
HWM icon
904
Howmet Aerospace
HWM
$113B
$1.3M 0.01%
77,787
+9,735
+14% +$163K
VXX icon
905
PUT
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$142M
$1.3M 0.01%
816
-24,390
-97% -$43.3M
HES
906
CALL
DELISTED
Hess
HES
$1.29M 0.01%
31,600
+800
+3% +$38K
AAP icon
907
CALL
Advance Auto Parts
AAP
$3.46B
$1.29M 0.01%
8,400
+2,300
+38% +$346K
PKG icon
908
PUT
Packaging Corp of America
PKG
$22.9B
$1.29M 0.01%
11,800
+2,200
+23% +$225K
RF icon
909
CALL
Regions Financial
RF
$27B
$1.28M 0.01%
111,300
+17,800
+19% +$199K
DTE icon
910
CALL
DTE Energy
DTE
$29B
$1.28M 0.01%
13,043
+6,933
+113% +$677K
STX icon
911
Seagate
STX
$209B
$1.28M 0.01%
25,916
-3,098
-11% -$146K
MAA icon
912
PUT
Mid-America Apartment Communities
MAA
$15.6B
$1.27M 0.01%
11,000
+2,900
+36% +$334K
PLD icon
913
PUT
Prologis
PLD
$134B
$1.27M 0.01%
12,600
-14,200
-53% -$1.42M
HAS icon
914
CALL
Hasbro
HAS
$13.6B
$1.27M 0.01%
15,300
+4,800
+46% +$372K
LATN
915
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$1.27M 0.01%
127,500
– –
CBOE icon
916
CALL
Cboe Global Markets
CBOE
$30.6B
$1.25M 0.01%
14,200
+4,000
+39% +$360K
HOG icon
917
Harley-Davidson
HOG
$2.9B
$1.25M 0.01%
50,774
+1,753
+4% +$47.2K
ALK icon
918
Alaska Air
ALK
$5.3B
$1.24M 0.01%
33,906
+10,641
+46% +$399K
BABA icon
919
Alibaba
BABA
$293B
$1.24M 0.01%
4,203
+1,534
+57% +$404K
DVA icon
920
CALL
DaVita
DVA
$11.4B
$1.23M 0.01%
14,400
+2,900
+25% +$248K
KMI icon
921
CALL
Kinder Morgan
KMI
$71.4B
$1.23M 0.01%
99,900
+35,000
+54% +$488K
ETR icon
922
PUT
Entergy
ETR
$49.9B
$1.22M 0.01%
24,800
+3,000
+14% +$149K
TAP icon
923
Molson Coors Class B
TAP
$7.85B
$1.22M 0.01%
36,399
+12,177
+50% +$439K
GS icon
924
Goldman Sachs
GS
$304B
$1.22M 0.01%
+6,048
New +$1.23M
KEY icon
925
CALL
KeyCorp
KEY
$24.6B
$1.2M 0.01%
100,900
+22,600
+29% +$275K
35 36
37
38 39

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Capstone Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Capstone Investment Advisors held 1,499 positions worth $19.6B, up 29% from $15.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors deployed $2.96B of net new capital in Q3 2020, opening 193 new positions and adding to 971 existing holdings. Its largest new stake was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.

By sector, the portfolio is most concentrated in Financials at 1.3% of assets, up from 1.2% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $105M trimmed.

  • Capstone Investment Advisors's largest Q3 2020 buy was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $285M increase.
  • Capstone Investment Advisors's biggest Q3 2020 reduction was Invesco QQQ Trust, cutting an estimated $105M.
  • Capstone Investment Advisors fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $81.1M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $19.6B portfolio in Q3 2020.
  • Capstone Investment Advisors opened 193 new positions and closed 115 in Q3 2020.
  • Capstone Investment Advisors's portfolio value rose 29% quarter-over-quarter to $19.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2020, filed 16 Nov 2020.