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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBER icon
876
PUT
Uber
UBER
$155B
$3.71M 0.01%
+82,700
New +$3.61M
WU icon
877
PUT
Western Union
WU
$2.34B
$3.7M 0.01%
183,000
+24,000
+15% +$530K
BALL icon
878
CALL
Ball Corp
BALL
$16.4B
$3.7M 0.01%
41,100
+12,800
+45% +$1.14M
BXP icon
879
PUT
Boston Properties
BXP
$10.8B
$3.69M 0.01%
34,100
+4,900
+17% +$560K
BETR icon
880
Better Home & Finance Holding
BETR
$21.6M
$3.66M 0.01%
7,371
+4,035
+121% +$2M
AMAT icon
881
Applied Materials
AMAT
$424B
$3.65M 0.01%
28,381
+21,835
+334% +$2.96M
XEL icon
882
PUT
Xcel Energy
XEL
$49.1B
$3.65M 0.01%
58,400
-54,600
-48% -$3.69M
AEE icon
883
PUT
Ameren
AEE
$30.1B
$3.65M 0.01%
45,000
-26,200
-37% -$2.24M
ULTA icon
884
CALL
Ulta Beauty
ULTA
$22.9B
$3.65M 0.01%
10,100
-6,500
-39% -$2.35M
CMG icon
885
PUT
Chipotle Mexican Grill
CMG
$41.3B
$3.63M 0.01%
100,000
+90,000
+900% +$3.27M
IPG
886
PUT
DELISTED
Interpublic Group of Companies
IPG
$3.63M 0.01%
99,100
+81,800
+473% +$2.93M
TSCO icon
887
CALL
Tractor Supply
TSCO
$18.8B
$3.63M 0.01%
89,500
+26,000
+41% +$1.01M
BIDU icon
888
Baidu
BIDU
$35.5B
$3.63M 0.01%
23,582
+9,284
+65% +$1.52M
TFX icon
889
PUT
Teleflex
TFX
$5.82B
$3.62M 0.01%
9,600
+4,700
+96% +$1.83M
VMC icon
890
Vulcan Materials
VMC
$36.3B
$3.61M 0.01%
21,336
+11,471
+116% +$2.05M
OXY icon
891
CALL
Occidental Petroleum
OXY
$57.7B
$3.59M 0.01%
121,400
+4,300
+4% +$115K
ACAH
892
DELISTED
Atlantic Coastal Acquisition Corp. Class A Common Stock
ACAH
$3.58M 0.01%
370,000
– –
STX icon
893
CALL
Seagate
STX
$209B
$3.58M 0.01%
43,400
-100
-0.2% -$8.7K
QQQ icon
894
CALL
Invesco QQQ Trust
QQQ
$487B
$3.58M 0.01%
+10,000
New +$3.68M
LW icon
895
PUT
Lamb Weston
LW
$7.3B
$3.57M 0.01%
58,100
+22,100
+61% +$1.5M
GPC icon
896
PUT
Genuine Parts
GPC
$18.5B
$3.55M 0.01%
29,300
-3,400
-10% -$424K
IPOF
897
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$3.55M 0.01%
+350,000
New +$3.51M
HAL icon
898
CALL
Halliburton
HAL
$27.7B
$3.55M 0.01%
164,200
+10,600
+7% +$217K
ELV icon
899
Elevance Health
ELV
$86.6B
$3.54M 0.01%
9,489
+4,742
+100% +$1.8M
XLE icon
900
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
$3.53M 0.01%
135,630
-106,938
-44% -$2.65M
34 35
36
37 38

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.